Unclaimed Profile

Victoria A Scoles

RFG ADVISORY, LLC·VESTAVIA HILLS, Alabama

SIE, Series 3, Series 7, Series 9, Series 10, Series 24, Series 52TO, Series 53, Series 63, Series 65Clean record26 years registeredRFG ADVISORY, LLC

1400 URBAN CENTER DRIVE, VESTAVIA HILLS, AL 35242-2245CRD# 1121595Firm CRD# 158401

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Victoria A Scoles · VESTAVIA HILLS, AL

Registration

CRD #1121595 · RFG ADVISORY, LLC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: RFG ADVISORY, LLC

RFG ADVISORY, LLC

Nov 2015 – Mar 2022

VESTAVIA HILLS, AL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Apr 2013 – May 2015

CLAYTON, MO

TOWER SQUARE SECURITIES, INC.

Feb 2009 – Apr 2013

ST. LOUIS, MO

WALNUT STREET SECURITIES, INC.

Feb 2009 – Apr 2013

ST. LOUIS, MO

BANC OF AMERICA INVESTMENT SERVICES, INC.

Apr 2008 – Dec 2008

SUN CITY, AZ

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Jan 2004 – Sep 2006

CLAYTON, MO

MORGAN STANLEY

May 2000 – Jan 2004

ST. LOUIS, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 9

Series 10

Series 24

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · May 11, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RFG ADVISORY, LLC

CRD 158401 · SEC 801-79153

AUM

$3.9B

Regulatory assets under management

Employees

195

17,871 client accounts

Services offered by RFG ADVISORY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at RFG ADVISORY, LLC →

Introduction

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Frequently Asked Questions

What services does Victoria A Scoles offer?

Victoria A Scoles specializes in Financial Planning, Investment Management.

What are Victoria A Scoles's credentials?

Victoria A Scoles is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Victoria A Scoles located?

Victoria A Scoles is based in VESTAVIA HILLS, Alabama, last registered with RFG ADVISORY, LLC.

How does Victoria A Scoles charge for services?

Victoria A Scoles's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RFG ADVISORY, LLC?

RFG ADVISORY, LLC has approximately 195 employees and manages $3.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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