Unclaimed Profile

Wesley Gray Fleming

RFG ADVISORY GROUP, LLC·BIRMINGHAM, Alabama

SIE, Series 7, Series 63, Series 66Clean record16 years registeredRFG ADVISORY GROUP, LLC

1100 CORPORATE DRIVE, BIRMINGHAM, AL 35242CRD# 4384029Firm CRD# 158401

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Wesley Gray Fleming · BIRMINGHAM, AL

Registration

CRD #4384029 · RFG ADVISORY GROUP, LLC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: RFG ADVISORY GROUP, LLC

RFG ADVISORY GROUP, LLC

Aug 2011 – Aug 2016

VESTAVIA HILLS, AL

SECURITIES AMERICA ADVISORS, INC.

Aug 2010 – Aug 2011

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · August 10, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RFG ADVISORY, LLC

CRD 158401 · SEC 801-79153

AUM

$3.9B

Regulatory assets under management

Employees

195

17,871 client accounts

Services offered by RFG ADVISORY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at RFG ADVISORY, LLC →

Introduction

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Frequently Asked Questions

What services does Wesley Gray Fleming offer?

Wesley Gray Fleming specializes in Financial Planning, Investment Management.

What are Wesley Gray Fleming's credentials?

Wesley Gray Fleming is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Wesley Gray Fleming located?

Wesley Gray Fleming is based in BIRMINGHAM, Alabama, last registered with RFG ADVISORY GROUP, LLC.

How does Wesley Gray Fleming charge for services?

Wesley Gray Fleming's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RFG ADVISORY GROUP, LLC?

RFG ADVISORY GROUP, LLC has approximately 195 employees and manages $3.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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