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Thomas John Hopkins

HARBOR FINANCIAL SERVICES, LLC·MOBILE, Alabama
SIE, Series 27, Series 28, Series 99TOClean recordHARBOR FINANCIAL SERVICES, LLC
RSA BATTLEHOUSE TOWER, MOBILE, AL 36602CRD# 1835087Firm CRD# 25700

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas John Hopkins · MOBILE, AL
Registration
CRD #1835087 · HARBOR FINANCIAL SERVICES, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 27
Series 28
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
HARBOR FINANCIAL SERVICES, LLC
CRD 25700 · SEC 801-65811
AUM
$621M
Regulatory assets under management
Employees
106
2,434 client accounts
Services offered by HARBOR FINANCIAL SERVICES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at HARBOR FINANCIAL SERVICES, LLC →
Introduction

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Frequently Asked Questions

What services does Thomas John Hopkins offer?
Thomas John Hopkins specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MOBILE, Alabama for a consultation.
What are Thomas John Hopkins's credentials?
Thomas John Hopkins is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas John Hopkins located?
Thomas John Hopkins is based in MOBILE, Alabama, working with HARBOR FINANCIAL SERVICES, LLC. Their office serves clients in the MOBILE metropolitan area and surrounding communities.
How does Thomas John Hopkins charge for services?
Thomas John Hopkins's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HARBOR FINANCIAL SERVICES, LLC?
HARBOR FINANCIAL SERVICES, LLC has approximately 106 employees and manages $621M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HARBOR FINANCIAL SERVICES, LLC

Hannon Elon Jr Fayard
MOBILE, AL
Marc Scott Whitehead
MOBILE, AL
Annice H Jordan
MOBILE, AL
Stacey Lynn Lavender-Mayes
MOBILE, AL

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Nearby cities in Alabama
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Research
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