Unclaimed Profile

Stacey Lynn Lavender-Mayes

HARBOR FINANCIAL SERVICES, LLC·MOBILE, Alabama

SIE, Series 4, Series 7, Series 24, Series 28, Series 52TO, Series 53, Series 66, Series 82TO, Series 99TO21 years registeredHARBOR FINANCIAL SERVICES, LLC

RSA BATTLEHOUSE TOWER, MOBILE, AL 36602CRD# 4365033Firm CRD# 25700

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stacey Lynn Lavender-Mayes · MOBILE, AL

Registration

CRD #4365033 · HARBOR FINANCIAL SERVICES, LLC · 21 years registered

Brand Profile

Not yet started

Career History

OPENCASH

Jan 2026 – present

EXEMPLAR CAPITAL, LLC

Feb 2025 – present

KINGSWOOD WEALTH ADVISORS, LLC

Feb 2025 – present

G. A. REPPLE & COMPANY

Aug 2024 – present

G. A. REPPLE & COMPANY

Apr 2024 – present

SEQUENCE FINANCIAL SPECIALISTS LLC

Jan 2019 – present

LEVEL FOUR ADVISORY SERVICES

Dec 2021 – Feb 2025

JURUPA VALLEY, CA

MYWALLST ADVISORY LLC

Jul 2021 – Nov 2021

Los Angeles, CA

LEVEL FOUR FINANCIAL, LLC

Jun 2018 – Dec 2021

Riverside, CA

NMS CAPITAL ASSET MANAGEMENT, INC.

Dec 2014 – May 2018

BEVERLY HILLS, CA

HARBOR FINANCIAL SERVICES, LLC

Dec 2012 – Mar 2014

MOBILE, AL

FIRST COMMAND FINANCIAL PLANNING, INC.

Jun 2012 – Aug 2012

GULFPORT, MS

HARBOR FINANCIAL SERVICES, LLC

Oct 2005 – Nov 2011

MOBILE, AL

AMERIPRISE FINANCIAL SERVICES, INC.

Mar 2005 – Oct 2005

NEWBURGH, IN

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 28

Series 52TO

Series 53

Series 66

Series 82TO

Series 99TO

Registration record

First registered · March 23, 2005

Years registered · 21

Disclosure History

1998Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

HARBOR FINANCIAL SERVICES, LLC

CRD 25700 · SEC 801-65811

AUM

$621M

Regulatory assets under management

Employees

106

2,434 client accounts

Services offered by HARBOR FINANCIAL SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at HARBOR FINANCIAL SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Stacey Lynn Lavender-Mayes offer?

Stacey Lynn Lavender-Mayes specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MOBILE, Alabama for a consultation.

What are Stacey Lynn Lavender-Mayes's credentials?

Stacey Lynn Lavender-Mayes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stacey Lynn Lavender-Mayes located?

Stacey Lynn Lavender-Mayes is based in MOBILE, Alabama, working with HARBOR FINANCIAL SERVICES, LLC. Their office serves clients in the MOBILE metropolitan area and surrounding communities.

How does Stacey Lynn Lavender-Mayes charge for services?

Stacey Lynn Lavender-Mayes's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HARBOR FINANCIAL SERVICES, LLC?

HARBOR FINANCIAL SERVICES, LLC has approximately 106 employees and manages $621M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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