AdvisorOS Directory
Claim Profile
Unclaimed Profile
JA

James Paul Aull

AULL & MONROE INVESTMENT MANAGEMENT CORP·MOBILE, Alabama
Series 2, Series 63Clean record34 years registeredAULL & MONROE INVESTMENT MANAGEMENT CORP
3605 SPRINGHILL BUSINESS PARK, MOBILE, AL 36608CRD# 2245495Firm CRD# 104830

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Paul Aull · MOBILE, AL
Registration
CRD #2245495 · AULL & MONROE INVESTMENT MANAGEMENT CORP · 34 years registered
Brand Profile
Not yet started
01

Career History

AULL & MONROE
Jun 1992 – present
02

Registrations & Exams

FINRA examinations passed
Series 2
Series 63
Registration record
First registered · June 8, 1992
Years registered · 34
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
AULL & MONROE INVESTMENT MANAGEMENT CORP
CRD 104830 · SEC 801-35841
AUM
$330M
Regulatory assets under management
Employees
5
454 client accounts
Services offered by AULL & MONROE INVESTMENT MANAGEMENT CORP
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at AULL & MONROE INVESTMENT MANAGEMENT CORP →
Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MOBILE?

Browse all registered financial advisors in MOBILE, Alabama or claim this profile if it's yours.

Browse MOBILE AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does James Paul Aull offer?
James Paul Aull specializes in Investment Management. Contact their office in MOBILE, Alabama for a consultation.
What are James Paul Aull's credentials?
James Paul Aull is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Paul Aull located?
James Paul Aull is based in MOBILE, Alabama, working with AULL & MONROE INVESTMENT MANAGEMENT CORP. Their office serves clients in the MOBILE metropolitan area and surrounding communities.
How does James Paul Aull charge for services?
James Paul Aull's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AULL & MONROE INVESTMENT MANAGEMENT CORP?
AULL & MONROE INVESTMENT MANAGEMENT CORP has approximately 5 employees and manages $330M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at AULL & MONROE INVESTMENT MANAGEMENT CORP

Jamie Lynn Thuss
MOBILE, AL
William Earl Monroe
MOBILE, AL

More Advisors in MOBILE, Alabama

Hannon Elon Jr Fayard
HARBOR FINANCIAL SERVICES, LLC·MOBILE, AL
Michael Clay Teel
LEAVELL INVESTMENT MANAGEMENT, INC.·MOBILE, AL
Timothy Seale Healey
LEAVELL INVESTMENT MANAGEMENT, INC.·MOBILE, AL
Christopher Dalton Nix
LEAVELL INVESTMENT MANAGEMENT, INC.·MOBILE, AL
Janet Riddle Hayes
LEAVELL INVESTMENT MANAGEMENT, INC.·MOBILE, AL
Marc Scott Whitehead
HARBOR FINANCIAL SERVICES, LLC·MOBILE, AL

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Alabama
BIRMINGHAM (228)HUNTSVILLE (28)MONTGOMERY (19)VESTAVIA HILLS (16)FAIRHOPE (9)HOOVER (8)VESTAVIA (7)TUSCALOOSA (7)DAPHNE (6)AUBURN (5)
City Guides
BIRMINGHAM GuideHUNTSVILLE GuideMONTGOMERY GuideVESTAVIA HILLS GuideFAIRHOPE Guide
Research
Advisor Fees in AlabamaNational Fee Analysis
Request removal of this profile