Unclaimed Profile

Marc Scott Whitehead

HARBOR FINANCIAL SERVICES, LLC·MOBILE, Alabama

SIE, Series 4, Series 7, Series 9, Series 10, Series 24, Series 55, Series 57TO, Series 63, Series 65, Series 82TO, Series 99TOClean record20 years registeredHARBOR FINANCIAL SERVICES, LLC

RSA BATTLEHOUSE TOWER, MOBILE, AL 36602CRD# 3059786Firm CRD# 25700

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marc Scott Whitehead · MOBILE, AL

Registration

CRD #3059786 · HARBOR FINANCIAL SERVICES, LLC · 20 years registered

Brand Profile

Not yet started

Career History

LEVEL FOUR ADVISORY SERVICES

Jul 2021 – present

LEVEL FOUR FINANCIAL, LLC

May 2006 – Dec 2021

MOBILE, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 24

Series 55

Series 57TO

Series 63

Series 65

Series 82TO

Series 99TO

Registration record

First registered · May 12, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HARBOR FINANCIAL SERVICES, LLC

CRD 25700 · SEC 801-65811

AUM

$621M

Regulatory assets under management

Employees

106

2,434 client accounts

Services offered by HARBOR FINANCIAL SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at HARBOR FINANCIAL SERVICES, LLC →

Introduction

Speak with Marc Scott

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Marc Scott is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MOBILE?

Browse all registered financial advisors in MOBILE, Alabama or claim this profile if it's yours.

Browse MOBILE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Marc Scott Whitehead offer?

Marc Scott Whitehead specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MOBILE, Alabama for a consultation.

What are Marc Scott Whitehead's credentials?

Marc Scott Whitehead is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Marc Scott Whitehead located?

Marc Scott Whitehead is based in MOBILE, Alabama, working with HARBOR FINANCIAL SERVICES, LLC. Their office serves clients in the MOBILE metropolitan area and surrounding communities.

How does Marc Scott Whitehead charge for services?

Marc Scott Whitehead's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HARBOR FINANCIAL SERVICES, LLC?

HARBOR FINANCIAL SERVICES, LLC has approximately 106 employees and manages $621M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →