Unclaimed Profile

Gregory Lee Smith

G.L.S. & ASSOCIATES, INC.·HUNTSVILLE, Alabama

SIE, Series 3, Series 6TO, Series 7, Series 14, Series 24, Series 28, Series 52TO, Series 53, Series 63, Series 99TO31 years registeredG.L.S. & ASSOCIATES, INC.

200 CLINTON AVENUE, HUNTSVILLE, AL 35801CRD# 811291Firm CRD# 47502

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregory Lee Smith · HUNTSVILLE, AL

Registration

CRD #811291 · G.L.S. & ASSOCIATES, INC. · 31 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: G.L.S. & ASSOCIATES, INC.

ARKADIOS WEALTH ADVISORS

Jan 2020 – Dec 2021

Huntsville, AL

ARKADIOS WEALTH ADVISORS

Jan 2020 – Jan 2020

Huntsville, AL

ARKADIOS WEALTH ADVISORS

Nov 2019 – Nov 2019

Huntsville, AL

G.L. SMITH & ASSOCIATES

Feb 1995 – Dec 2019

HUNTSVILLE, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 6TO

Series 7

Series 14

Series 24

Series 28

Series 52TO

Series 53

Series 63

Series 99TO

Registration record

First registered · February 17, 1995

Years registered · 31

Disclosure History

2015Regulatory·Final

2014Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

G.L.S. & ASSOCIATES, INC.

CRD 47502 · SEC 801-63052

AUM

$136M

Regulatory assets under management

Employees

1,163 client accounts

Services offered by G.L.S. & ASSOCIATES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other advisory services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at G.L.S. & ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does Gregory Lee Smith offer?

Gregory Lee Smith specializes in Financial Planning, Investment Management.

What are Gregory Lee Smith's credentials?

Gregory Lee Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gregory Lee Smith located?

Gregory Lee Smith is based in HUNTSVILLE, Alabama, last registered with G.L.S. & ASSOCIATES, INC..

How does Gregory Lee Smith charge for services?

Gregory Lee Smith's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is G.L.S. & ASSOCIATES, INC.?

G.L.S. & ASSOCIATES, INC. has approximately 7 employees and manages $136M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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