Unclaimed Profile

Charles A Smith

G.L.S. & ASSOCIATES, INC.·HUNTSVILLE, Alabama

SIE, Series 6, Series 7, Series 24, Series 28, Series 63, Series 65, Series 99TOCFPClean record13 years registeredG.L.S. & ASSOCIATES, INC.

200 CLINTON AVENUE, HUNTSVILLE, AL 35801CRD# 6028001Firm CRD# 47502

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles A Smith · HUNTSVILLE, AL

Registration

CRD #6028001 · G.L.S. & ASSOCIATES, INC. · 13 years registered

Brand Profile

Not yet started

Career History

ARKADIOS WEALTH ADVISORS

Nov 2019 – present

G.L. SMITH & ASSOCIATES

Jan 2013 – Nov 2019

HUNTSVILLE, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 28

Series 63

Series 65

Series 99TO

Registration record

First registered · January 17, 2013

Years registered · 13

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

G.L.S. & ASSOCIATES, INC.

CRD 47502 · SEC 801-63052

AUM

$136M

Regulatory assets under management

Employees

1,163 client accounts

Services offered by G.L.S. & ASSOCIATES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other advisory services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at G.L.S. & ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does Charles A Smith offer?

Charles A Smith specializes in Financial Planning, Investment Management. Contact their office in HUNTSVILLE, Alabama for a consultation.

What are Charles A Smith's credentials?

Charles A Smith holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Charles A Smith located?

Charles A Smith is based in HUNTSVILLE, Alabama, working with G.L.S. & ASSOCIATES, INC.. Their office serves clients in the HUNTSVILLE metropolitan area and surrounding communities.

How does Charles A Smith charge for services?

Charles A Smith's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is G.L.S. & ASSOCIATES, INC.?

G.L.S. & ASSOCIATES, INC. has approximately 7 employees and manages $136M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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