Unclaimed Profile

Xuong Tho Nguyen

STONEX ADVISORS INC.·BIRMINGHAM, Alabama

SIE, Series 3, Series 7, Series 27, Series 30, Series 63, Series 99TOClean recordSTONEX ADVISORS INC.

2 PERIMETER PARK SOUTH, BIRMINGHAM, AL 35243CRD# 2249867Firm CRD# 174182

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Xuong Tho Nguyen · BIRMINGHAM, AL

Registration

CRD #2249867 · STONEX ADVISORS INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 27

Series 30

Series 63

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STONEX ADVISORS INC.

CRD 174182 · SEC 801-80747

AUM

$4.5B

Regulatory assets under management

Employees

233

14,988 client accounts

Services offered by STONEX ADVISORS INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at STONEX ADVISORS INC. →

Introduction

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Frequently Asked Questions

What services does Xuong Tho Nguyen offer?

Xuong Tho Nguyen specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BIRMINGHAM, Alabama for a consultation.

What are Xuong Tho Nguyen's credentials?

Xuong Tho Nguyen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Xuong Tho Nguyen located?

Xuong Tho Nguyen is based in BIRMINGHAM, Alabama, working with STONEX ADVISORS INC.. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.

How does Xuong Tho Nguyen charge for services?

Xuong Tho Nguyen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STONEX ADVISORS INC.?

STONEX ADVISORS INC. has approximately 233 employees and manages $4.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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