Unclaimed Profile

William Richard Pintaric

SA STONE INVESTMENT ADVISORS INC.·BIRMINGHAM, Alabama

SIE, Series 7, Series 24, Series 27, Series 63, Series 99TO10 years registeredSA STONE INVESTMENT ADVISORS INC.

2 PERIMETER PARK SOUTH, BIRMINGHAM, AL 35243CRD# 724808Firm CRD# 174182

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Richard Pintaric · BIRMINGHAM, AL

Registration

CRD #724808 · SA STONE INVESTMENT ADVISORS INC. · 10 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SA STONE INVESTMENT ADVISORS INC.

SECURITIES AMERICA ADVISORS, INC.

Jan 2020 – Aug 2021

YOUNGSTOWN, OH

SA STONE INVESTMENT ADVISORS INC.

Aug 2015 – Jul 2019

YOUNGSTOWN, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 27

Series 63

Series 99TO

Registration record

First registered · August 21, 2015

Years registered · 10

Disclosure History

2016Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

STONEX ADVISORS INC.

CRD 174182 · SEC 801-80747

AUM

$4.5B

Regulatory assets under management

Employees

233

14,988 client accounts

Services offered by STONEX ADVISORS INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at STONEX ADVISORS INC. →

Introduction

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Frequently Asked Questions

What services does William Richard Pintaric offer?

William Richard Pintaric specializes in Financial Planning, Investment Management, Wealth Management.

What are William Richard Pintaric's credentials?

William Richard Pintaric is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Richard Pintaric located?

William Richard Pintaric is based in BIRMINGHAM, Alabama, last registered with SA STONE INVESTMENT ADVISORS INC..

How does William Richard Pintaric charge for services?

William Richard Pintaric's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SA STONE INVESTMENT ADVISORS INC.?

SA STONE INVESTMENT ADVISORS INC. has approximately 233 employees and manages $4.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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