Unclaimed Profile

Larry Kelly Hicks

WARREN AVERETT ASSET MANAGEMENT, LLC·BIRMINGHAM, Alabama

Series 65Clean record27 years registeredWARREN AVERETT ASSET MANAGEMENT, LLC

2500 ACTON ROAD, BIRMINGHAM, AL 35243CRD# 3152135Firm CRD# 115332

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Larry Kelly Hicks · BIRMINGHAM, AL

Registration

CRD #3152135 · WARREN AVERETT ASSET MANAGEMENT, LLC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WARREN AVERETT ASSET MANAGEMENT, LLC

WARREN AVERETT ASSET MANAGEMENT, LLC

Jun 2012 – May 2017

PENSACOLA, FL

O'SULLIVAN CREEL HICKS PATTON FINANCIAL ADVISORS, LLC

Mar 1999 – Jun 2005

PENSACOLA, FL

O'SULLIVAN CREEL WEALTH ADVISORS, LLP

Mar 1999 – Apr 2012

PENSACOLA, FL

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 3, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WAVERLY ADVISORS, LLC

CRD 115332 · SEC 801-60741

AUM

$14.5B

Regulatory assets under management

Employees

254

22,135 client accounts

Services offered by WAVERLY ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at WAVERLY ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Larry Kelly Hicks offer?

Larry Kelly Hicks specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Larry Kelly Hicks's credentials?

Larry Kelly Hicks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Larry Kelly Hicks located?

Larry Kelly Hicks is based in BIRMINGHAM, Alabama, last registered with WARREN AVERETT ASSET MANAGEMENT, LLC.

How does Larry Kelly Hicks charge for services?

Larry Kelly Hicks's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WARREN AVERETT ASSET MANAGEMENT, LLC?

WARREN AVERETT ASSET MANAGEMENT, LLC has approximately 254 employees and manages $14.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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