Unclaimed Profile

Wise Swepston Jones

REGIONS INVESTMENT MANAGEMENT, INC.·BIRMINGHAM, Alabama

REGIONS INVESTMENT MANAGEMENT, INC.

1901 6TH AVENUE NORTH, BIRMINGHAM, AL 35203-2618CRD# 1183911Firm CRD# 111715

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Wise Swepston Jones · BIRMINGHAM, AL

Registration

CRD #1183911 · REGIONS INVESTMENT MANAGEMENT, INC.

Brand Profile

Not yet started

Disclosure history

8 disclosures on file · See FINRA BrokerCheck for full record

About

Wise Swepston Jones is a registered financial advisor based in BIRMINGHAM, Alabama, affiliated with REGIONS INVESTMENT MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Wealth Management

Fee-Only Advisory

Client Types

Client type data will be added during profile enrichment.

Introduction

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Firm Overview

Firm

REGIONS INVESTMENT MANAGEMENT, INC.

AUM

$17.0B

Regulatory assets under management

Employees

Total firm employees

View all advisors at REGIONS INVESTMENT MANAGEMENT, INC. →

Services

Selection of other advisers

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 1183911

Firm CRD# 111715

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Frequently Asked Questions

What services does Wise Swepston Jones offer?

Wise Swepston Jones specializes in Wealth Management, Fee-Only Advisory. Contact their office in BIRMINGHAM, Alabama for a consultation.

What are Wise Swepston Jones's credentials?

Wise Swepston Jones is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Wise Swepston Jones located?

Wise Swepston Jones is based in BIRMINGHAM, Alabama, working with REGIONS INVESTMENT MANAGEMENT, INC.. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.

How does Wise Swepston Jones charge for services?

Wise Swepston Jones's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is REGIONS INVESTMENT MANAGEMENT, INC.?

REGIONS INVESTMENT MANAGEMENT, INC. has approximately 29 employees and manages $17.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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