Unclaimed Profile

William Drake Connor

MELD FINANCIAL, INC.·BIRMINGHAM, Alabama

SIE, Series 7TO, Series 65, Series 66Clean record18 years registeredMELD FINANCIAL, INC.

3008 PUMP HOUSE RD., BIRMINGHAM, AL 35243CRD# 5364354Firm CRD# 118896

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Drake Connor · BIRMINGHAM, AL

Registration

CRD #5364354 · MELD FINANCIAL, INC. · 18 years registered

Brand Profile

Not yet started

Career History

INDEPENDENT ADVISOR ALLIANCE, LLC

Aug 2024 – present

MELD FINANCIAL, INC.

Sep 2020 – Jul 2024

BIRMINGHAM, AL

RONALD BLUE & CO. LLC

Nov 2007 – Nov 2010

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 65

Series 66

Registration record

First registered · November 15, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MELD FINANCIAL, INC.

CRD 118896 · SEC 801-62981

AUM

$594M

Regulatory assets under management

Employees

1,646 client accounts

Services offered by MELD FINANCIAL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MELD FINANCIAL, INC. →

Introduction

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Frequently Asked Questions

What services does William Drake Connor offer?

William Drake Connor specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BIRMINGHAM, Alabama for a consultation.

What are William Drake Connor's credentials?

William Drake Connor is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Drake Connor located?

William Drake Connor is based in BIRMINGHAM, Alabama, working with MELD FINANCIAL, INC.. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.

How does William Drake Connor charge for services?

William Drake Connor's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MELD FINANCIAL, INC.?

MELD FINANCIAL, INC. has approximately 11 employees and manages $594M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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