Unclaimed Profile

Mark Alan Mcgarvey

MELD FINANCIAL, INC.·BIRMINGHAM, Alabama

SIE, Series 1, Series 7, Series 24, Series 63, Series 99TOCFPClean record29 years registeredMELD FINANCIAL, INC.

3008 PUMP HOUSE RD., BIRMINGHAM, AL 35243CRD# 853065Firm CRD# 118896

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Alan Mcgarvey · BIRMINGHAM, AL

Registration

CRD #853065 · MELD FINANCIAL, INC. · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MELD FINANCIAL, INC.

MELD FINANCIAL, INC.

Aug 1997 – Mar 2023

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7

Series 24

Series 63

Series 99TO

Registration record

First registered · August 4, 1997

Years registered · 29

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MELD FINANCIAL, INC.

CRD 118896 · SEC 801-62981

AUM

$594M

Regulatory assets under management

Employees

1,646 client accounts

Services offered by MELD FINANCIAL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MELD FINANCIAL, INC. →

Introduction

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Frequently Asked Questions

What services does Mark Alan Mcgarvey offer?

Mark Alan Mcgarvey specializes in Financial Planning, Investment Management, Wealth Management.

What are Mark Alan Mcgarvey's credentials?

Mark Alan Mcgarvey holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Mark Alan Mcgarvey located?

Mark Alan Mcgarvey is based in BIRMINGHAM, Alabama, last registered with MELD FINANCIAL, INC..

How does Mark Alan Mcgarvey charge for services?

Mark Alan Mcgarvey's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MELD FINANCIAL, INC.?

MELD FINANCIAL, INC. has approximately 11 employees and manages $594M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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