Unclaimed Profile

Suzette Merriam Foster

PROEQUITIES INC·BIRMINGHAM, Alabama

SIE, Series 4, Series 7, Series 24, Series 53, Series 6625 years registeredPROEQUITIES INC

2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL 35223CRD# 3206717Firm CRD# 15708

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Suzette Merriam Foster · BIRMINGHAM, AL

Registration

CRD #3206717 · PROEQUITIES INC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PROEQUITIES INC

INVESTMENT ADVISORS

Aug 2001 – Nov 2015

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 53

Series 66

Registration record

First registered · August 6, 2001

Years registered · 25

Disclosure History

2017Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD 15708 · SEC 801-56010

AUM

$4.4B

Regulatory assets under management

Employees

885

20,957 client accounts

Services offered by CONCOURSE FINANCIAL GROUP SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CONCOURSE FINANCIAL GROUP SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Suzette Merriam Foster offer?

Suzette Merriam Foster specializes in Financial Planning, Investment Management, Wealth Management.

What are Suzette Merriam Foster's credentials?

Suzette Merriam Foster is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Suzette Merriam Foster located?

Suzette Merriam Foster is based in BIRMINGHAM, Alabama, last registered with PROEQUITIES INC.

How does Suzette Merriam Foster charge for services?

Suzette Merriam Foster's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROEQUITIES INC?

PROEQUITIES INC has approximately 885 employees and manages $4.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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