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Sonja Jean Keeton

HARBERT FUND ADVISORS, INC.·BIRMINGHAM, Alabama
Series 28Clean recordHARBERT FUND ADVISORS, INC.
2100 THIRD AVENUE NORTH, STE 600, BIRMINGHAM, AL 35203CRD# 4486672Firm CRD# 110577

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Sonja Jean Keeton · BIRMINGHAM, AL
Registration
CRD #4486672 · HARBERT FUND ADVISORS, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
Series 28
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
HARBERT FUND ADVISORS, INC.
CRD 110577 · SEC 801-55926
AUM
$8.1B
Regulatory assets under management
Employees
167
50 client accounts
Services offered by HARBERT FUND ADVISORS, INC.
Per Form ADV
Pension consulting
Selection of other advisers
Other
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at HARBERT FUND ADVISORS, INC. →
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Frequently Asked Questions

What services does Sonja Jean Keeton offer?
Sonja Jean Keeton specializes in Retirement Planning, Wealth Management. Contact their office in BIRMINGHAM, Alabama for a consultation.
What are Sonja Jean Keeton's credentials?
Sonja Jean Keeton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Sonja Jean Keeton located?
Sonja Jean Keeton is based in BIRMINGHAM, Alabama, working with HARBERT FUND ADVISORS, INC.. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.
How does Sonja Jean Keeton charge for services?
Sonja Jean Keeton's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HARBERT FUND ADVISORS, INC.?
HARBERT FUND ADVISORS, INC. has approximately 167 employees and manages $8.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HARBERT FUND ADVISORS, INC.

Raymond Jones Harbert
BIRMINGHAM, AL
Lee Walton Purcell
BIRMINGHAM, AL
John Frederick Bryant
BIRMINGHAM, AL
John Murdoch Harbert
BIRMINGHAM, AL
Charles Donald Miller
BIRMINGHAM, AL
Michael Conrad Bauder
BIRMINGHAM, AL

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Research
Advisor Fees in AlabamaNational Fee Analysis
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