Unclaimed Profile

Michael Conrad Bauder

HARBERT FUND ADVISORS, INC.·BIRMINGHAM, Alabama

SIE, Series 4, Series 7, Series 14, Series 24, Series 27, Series 53, Series 63, Series 65, Series 79TO, Series 99TOClean record23 years registeredHARBERT FUND ADVISORS, INC.

2100 THIRD AVENUE NORTH, STE 600, BIRMINGHAM, AL 35203CRD# 2318491Firm CRD# 110577

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Conrad Bauder · BIRMINGHAM, AL

Registration

CRD #2318491 · HARBERT FUND ADVISORS, INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HARBERT FUND ADVISORS, INC.

HARBERT FUND ADVISORS, LLC

Jan 2007 – Dec 2025

BIRMINGHAM, AL

HANCOCK INVESTMENT SERVICES, INC.

Aug 2003 – Dec 2004

BATON ROUGE, LA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 27

Series 53

Series 63

Series 65

Series 79TO

Series 99TO

Registration record

First registered · August 14, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HARBERT FUND ADVISORS, INC.

CRD 110577 · SEC 801-55926

AUM

$8.1B

Regulatory assets under management

Employees

167

50 client accounts

Services offered by HARBERT FUND ADVISORS, INC.

Per Form ADV

Pension consulting

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at HARBERT FUND ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Michael Conrad Bauder offer?

Michael Conrad Bauder specializes in Retirement Planning, Wealth Management.

What are Michael Conrad Bauder's credentials?

Michael Conrad Bauder is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Conrad Bauder located?

Michael Conrad Bauder is based in BIRMINGHAM, Alabama, last registered with HARBERT FUND ADVISORS, INC..

How does Michael Conrad Bauder charge for services?

Michael Conrad Bauder's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HARBERT FUND ADVISORS, INC.?

HARBERT FUND ADVISORS, INC. has approximately 167 employees and manages $8.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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