Unclaimed Profile

John Robert Sawyer

PROEQUITIES INC·BIRMINGHAM, Alabama

SIE, Series 6Clean recordPROEQUITIES INC

2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL 35223CRD# 2163226Firm CRD# 15708

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Robert Sawyer · BIRMINGHAM, AL

Registration

CRD #2163226 · PROEQUITIES INC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD 15708 · SEC 801-56010

AUM

$4.4B

Regulatory assets under management

Employees

885

20,957 client accounts

Services offered by CONCOURSE FINANCIAL GROUP SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CONCOURSE FINANCIAL GROUP SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does John Robert Sawyer offer?

John Robert Sawyer specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BIRMINGHAM, Alabama for a consultation.

What are John Robert Sawyer's credentials?

John Robert Sawyer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Robert Sawyer located?

John Robert Sawyer is based in BIRMINGHAM, Alabama, working with PROEQUITIES INC. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.

How does John Robert Sawyer charge for services?

John Robert Sawyer's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROEQUITIES INC?

PROEQUITIES INC has approximately 885 employees and manages $4.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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