AdvisorOS Directory
Claim Profile
JW

James Aiken Warren

WARREN AVERETT ASSET MANAGEMENT, LLC·BIRMINGHAM, Alabama
Unclaimed Profile
2500 ACTON ROAD, BIRMINGHAM, AL 35243CRD# 3265775Firm CRD# 115332
01

About

James Aiken Warren is a registered financial advisor based in BIRMINGHAM, Alabama, affiliated with WARREN AVERETT ASSET MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
High Net Worth Individuals
03

Firm Overview

Firm
WAVERLY ADVISORS, LLC
WAVERLY ADVISORS, LLC
AUM
$14.5B
Regulatory assets under management
Employees
254
Total firm employees
View all advisors at WAVERLY ADVISORS, LLC →
Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 3265775
Firm CRD# 115332
1 disclosure on file
View on FINRA BrokerCheck →

Looking for a financial advisor in BIRMINGHAM?

Browse all registered financial advisors in BIRMINGHAM, Alabama or claim this profile if it's yours.

Browse BIRMINGHAM AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does James Aiken Warren offer?
James Aiken Warren specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in BIRMINGHAM, Alabama for a consultation.
What are James Aiken Warren's credentials?
James Aiken Warren is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Aiken Warren located?
James Aiken Warren is based in BIRMINGHAM, Alabama, working with WARREN AVERETT ASSET MANAGEMENT, LLC. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.
How does James Aiken Warren charge for services?
James Aiken Warren's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WARREN AVERETT ASSET MANAGEMENT, LLC?
WARREN AVERETT ASSET MANAGEMENT, LLC has approximately 254 employees and manages $14.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in BIRMINGHAM
Justin Thomas Russell — WAVERLY ADVISORS, LLCRhett Christian Bennett — RESEED FUND MANAGER, LLCEric Jason Ralph — HIGHLAND ASSOCIATES INCCarl Donald Hess — H/N MANAGEMENT, LLCJames Samuel Fitch — BRIDGEWORTH, LLC
Nearby cities in Alabama
MOBILE (54)HUNTSVILLE (39)MONTGOMERY (23)VESTAVIA HILLS (17)FAIRHOPE (13)
City Guides
MOBILE GuideHUNTSVILLE GuideMONTGOMERY GuideVESTAVIA HILLS GuideFAIRHOPE Guide
Research
Advisor Fees in AlabamaNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile