Unclaimed Profile

James Aiken Warren

WARREN AVERETT ASSET MANAGEMENT, LLC·BIRMINGHAM, Alabama

Series 7, Series 66Clean record26 years registeredWARREN AVERETT ASSET MANAGEMENT, LLC

2500 ACTON ROAD, BIRMINGHAM, AL 35243CRD# 3265775Firm CRD# 115332

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Aiken Warren · BIRMINGHAM, AL

Registration

CRD #3265775 · WARREN AVERETT ASSET MANAGEMENT, LLC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WARREN AVERETT ASSET MANAGEMENT, LLC

WARREN AVERETT ASSET MANAGEMENT, LLC

Nov 1999 – Dec 2016

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · November 22, 1999

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WAVERLY ADVISORS, LLC

CRD 115332 · SEC 801-60741

AUM

$14.5B

Regulatory assets under management

Employees

254

22,135 client accounts

Services offered by WAVERLY ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at WAVERLY ADVISORS, LLC →

Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BIRMINGHAM?

Browse all registered financial advisors in BIRMINGHAM, Alabama or claim this profile if it's yours.

Browse BIRMINGHAM Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Aiken Warren offer?

James Aiken Warren specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are James Aiken Warren's credentials?

James Aiken Warren is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Aiken Warren located?

James Aiken Warren is based in BIRMINGHAM, Alabama, last registered with WARREN AVERETT ASSET MANAGEMENT, LLC.

How does James Aiken Warren charge for services?

James Aiken Warren's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WARREN AVERETT ASSET MANAGEMENT, LLC?

WARREN AVERETT ASSET MANAGEMENT, LLC has approximately 254 employees and manages $14.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →