Unclaimed Profile

James Carl Jr Wagner

CONCOURSE FINANCIAL GROUP SECURITIES, INC.·BIRMINGHAM, Alabama

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL 35223CRD# 4261922Firm CRD# 15708

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Carl Jr Wagner · BIRMINGHAM, AL

Registration

CRD #4261922 · CONCOURSE FINANCIAL GROUP SECURITIES, INC.

Brand Profile

Not yet started

Disclosure history

8 disclosures on file · See FINRA BrokerCheck for full record

About

James Carl Jr Wagner is a registered financial advisor based in BIRMINGHAM, Alabama, affiliated with CONCOURSE FINANCIAL GROUP SECURITIES, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP ADVISORS

AUM

$4.4B

Regulatory assets under management

Employees

885

Total firm employees

View all advisors at CONCOURSE FINANCIAL GROUP SECURITIES, INC. →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Commissions

Regulatory

SEC/IARD CRD# 4261922

Firm CRD# 15708

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Carl Jr Wagner offer?

James Carl Jr Wagner specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BIRMINGHAM, Alabama for a consultation.

What are James Carl Jr Wagner's credentials?

James Carl Jr Wagner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Carl Jr Wagner located?

James Carl Jr Wagner is based in BIRMINGHAM, Alabama, working with CONCOURSE FINANCIAL GROUP SECURITIES, INC.. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.

How does James Carl Jr Wagner charge for services?

James Carl Jr Wagner's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONCOURSE FINANCIAL GROUP SECURITIES, INC.?

CONCOURSE FINANCIAL GROUP SECURITIES, INC. has approximately 885 employees and manages $4.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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