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James Carl Jr Wagner

CONCOURSE FINANCIAL GROUP SECURITIES, INC.·BIRMINGHAM, Alabama
Unclaimed Profile
2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL 35223CRD# 4261922Firm CRD# 15708
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About

James Carl Jr Wagner is a registered financial advisor based in BIRMINGHAM, Alabama, affiliated with CONCOURSE FINANCIAL GROUP SECURITIES, INC.. This profile is generated from public SEC and FINRA registration data.

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Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
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Firm Overview

Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CONCOURSE FINANCIAL GROUP ADVISORS
AUM
$4.4B
Regulatory assets under management
Employees
885
Total firm employees
View all advisors at CONCOURSE FINANCIAL GROUP SECURITIES, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
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Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
Regulatory
SEC/IARD CRD# 4261922
Firm CRD# 15708
8 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Carl Jr Wagner offer?
James Carl Jr Wagner specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BIRMINGHAM, Alabama for a consultation.
What are James Carl Jr Wagner's credentials?
James Carl Jr Wagner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Carl Jr Wagner located?
James Carl Jr Wagner is based in BIRMINGHAM, Alabama, working with CONCOURSE FINANCIAL GROUP SECURITIES, INC.. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.
How does James Carl Jr Wagner charge for services?
James Carl Jr Wagner's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CONCOURSE FINANCIAL GROUP SECURITIES, INC.?
CONCOURSE FINANCIAL GROUP SECURITIES, INC. has approximately 885 employees and manages $4.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Alabama
MOBILE (54)HUNTSVILLE (39)MONTGOMERY (23)VESTAVIA HILLS (17)FAIRHOPE (13)
City Guides
MOBILE GuideHUNTSVILLE GuideMONTGOMERY GuideVESTAVIA HILLS GuideFAIRHOPE Guide
Research
Advisor Fees in AlabamaNational Fee Analysis
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