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Guillermo Rafael Araoz

REGIONS INVESTMENT MANAGEMENT, INC.·BIRMINGHAM, Alabama
Unclaimed Profile
1901 6TH AVENUE NORTH, BIRMINGHAM, AL 35203CRD# 4190438Firm CRD# 111715
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About

Guillermo Rafael Araoz is a registered financial advisor based in BIRMINGHAM, Alabama, affiliated with REGIONS INVESTMENT MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Wealth Management
Fee-Only Advisory
Client Types

Client type data will be added during profile enrichment.

03

Firm Overview

Firm
REGIONS INVESTMENT MANAGEMENT, INC.
REGIONS INVESTMENT MANAGEMENT, INC.
AUM
$17.0B
Regulatory assets under management
Employees
29
Total firm employees
View all advisors at REGIONS INVESTMENT MANAGEMENT, INC. →
Services
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 4190438
Firm CRD# 111715
8 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Guillermo Rafael Araoz offer?
Guillermo Rafael Araoz specializes in Wealth Management, Fee-Only Advisory. Contact their office in BIRMINGHAM, Alabama for a consultation.
What are Guillermo Rafael Araoz's credentials?
Guillermo Rafael Araoz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Guillermo Rafael Araoz located?
Guillermo Rafael Araoz is based in BIRMINGHAM, Alabama, working with REGIONS INVESTMENT MANAGEMENT, INC.. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.
How does Guillermo Rafael Araoz charge for services?
Guillermo Rafael Araoz's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is REGIONS INVESTMENT MANAGEMENT, INC.?
REGIONS INVESTMENT MANAGEMENT, INC. has approximately 29 employees and manages $17.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in BIRMINGHAM
Justin Thomas Russell — WAVERLY ADVISORS, LLCRhett Christian Bennett — RESEED FUND MANAGER, LLCEric Jason Ralph — HIGHLAND ASSOCIATES INCCarl Donald Hess — H/N MANAGEMENT, LLCJames Samuel Fitch — BRIDGEWORTH, LLC
Nearby cities in Alabama
MOBILE (54)HUNTSVILLE (39)MONTGOMERY (23)VESTAVIA HILLS (17)FAIRHOPE (13)
City Guides
MOBILE GuideHUNTSVILLE GuideMONTGOMERY GuideVESTAVIA HILLS GuideFAIRHOPE Guide
Research
Advisor Fees in AlabamaNational Fee Analysis
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