Unclaimed Profile

Christopher Leonce Doucet

DOUCET ASSET MANAGEMENT, LLC·BIRMINGHAM, Alabama

SIE, Series 7, Series 63, Series 6523 years registeredDOUCET ASSET MANAGEMENT, LLC

2204 LAKESHORE DRIVE, SUITE 425, BIRMINGHAM, AL 35209CRD# 1779104Firm CRD# 141546

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Christopher Leonce Doucet · BIRMINGHAM, AL

Registration

CRD #1779104 · DOUCET ASSET MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

DOUCET ASSET MANAGEMENT, LLC

Sep 2006 – present

INSTITUTIONAL SECURITIES CORPORATION

Sep 2006 – present

INSTITUTIONAL SECURITIES CORPORATION

Sep 2006 – Oct 2006

DALLAS, TX

STERNE AGEE & LEACH, INC. CAPITAL MANAGEMENT

Jul 2006 – Sep 2006

BIRMINGHAM, AL

STERNE AGEE INVESTMENT ADVISORS, INC.

Jul 2006 – Sep 2006

BIRMINGHAM, AL

STERNE AGEE & LEACH, INC. CAPITAL MANAGEMENT

Oct 2003 – Dec 2005

BIRMINGHAM, AL

UBS FINANCIAL SERVICES INC.

Sep 2002 – Sep 2003

NEW ORLEANS, LA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · September 19, 2002

Years registered · 23

Disclosure History

2012Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

DOUCET ASSET MANAGEMENT, LLC

CRD 141546 · SEC 801-67099

AUM

$14M

Regulatory assets under management

Employees

55 client accounts

Services offered by DOUCET ASSET MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at DOUCET ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Christopher Leonce Doucet offer?

Christopher Leonce Doucet specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in BIRMINGHAM, Alabama for a consultation.

What are Christopher Leonce Doucet's credentials?

Christopher Leonce Doucet is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Christopher Leonce Doucet located?

Christopher Leonce Doucet is based in BIRMINGHAM, Alabama, working with DOUCET ASSET MANAGEMENT, LLC. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.

How does Christopher Leonce Doucet charge for services?

Christopher Leonce Doucet's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DOUCET ASSET MANAGEMENT, LLC?

DOUCET ASSET MANAGEMENT, LLC has approximately 1 employees and manages $14M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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