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John L Moffat

BUENA VISTA INVESTMENT MANAGEMENT LLC·WISCONSIN RAPIDS, Wisconsin
Unclaimed Profile
241 3RD STREET SOUTH, WISCONSIN RAPIDS, WI 54494CRD# 3135347Firm CRD# 123252
01

About

John L Moffat is a registered financial advisor based in WISCONSIN RAPIDS, Wisconsin, affiliated with BUENA VISTA INVESTMENT MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Individuals
03

Firm Overview

Firm
BUENA VISTA INVESTMENT MANAGEMENT LLC
BUENA VISTA INVESTMENT MANAGEMENT LLC
AUM
$59M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at BUENA VISTA INVESTMENT MANAGEMENT LLC →
Services
Portfolio management (individuals)
Security ratings or pricing services
Other
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Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 3135347
Firm CRD# 123252
5 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does John L Moffat offer?
John L Moffat specializes in Investment Management, Fee-Only Advisory. Contact their office in WISCONSIN RAPIDS, Wisconsin for a consultation.
What are John L Moffat's credentials?
John L Moffat is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John L Moffat located?
John L Moffat is based in WISCONSIN RAPIDS, Wisconsin, working with BUENA VISTA INVESTMENT MANAGEMENT LLC. Their office serves clients in the WISCONSIN RAPIDS metropolitan area and surrounding communities.
How does John L Moffat charge for services?
John L Moffat's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BUENA VISTA INVESTMENT MANAGEMENT LLC?
BUENA VISTA INVESTMENT MANAGEMENT LLC has approximately 1 employees and manages $59M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in WISCONSIN RAPIDS
Joel Eugene Sullivan — BUENA VISTA INVESTMENT MANAGEMENT LLCPeter William Brey — BUENA VISTA INVESTMENT MANAGEMENT LLC
Nearby cities in Wisconsin
MILWAUKEE (515)MADISON (242)GREEN BAY (92)APPLETON (83)WAUKESHA (77)
City Guides
MILWAUKEE GuideMADISON GuideGREEN BAY GuideAPPLETON GuideWAUKESHA Guide
Research
Advisor Fees in WisconsinNational Fee Analysis
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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