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Joel Eugene Sullivan

BUENA VISTA INVESTMENT MANAGEMENT LLC·WISCONSIN RAPIDS, Wisconsin
Series 7, Series 63, Series 6523 years registeredBUENA VISTA INVESTMENT MANAGEMENT LLC
241 3RD STREET SOUTH, WISCONSIN RAPIDS, WI 54494CRD# 1949049Firm CRD# 123252

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Joel Eugene Sullivan · WISCONSIN RAPIDS, WI
Registration
CRD #1949049 · BUENA VISTA INVESTMENT MANAGEMENT LLC · 23 years registered
Brand Profile
Not yet started
01

Career History

SULLIVAN INVESTMENT MANAGEMENT LLC
Jul 2017 – present
BUENA VISTA INVESTMENT MANAGEMENT LLC
May 2003 – Apr 2019
WISCONSIN RAPIDS, WI
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · May 20, 2003
Years registered · 23
03

Disclosure History

2007Customer Dispute·Denied
2007Customer Dispute·Settled
2003Customer Dispute·Denied
2003Customer Dispute·Settled

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
BUENA VISTA INVESTMENT MANAGEMENT LLC
CRD 123252 · SEC 801-63732
AUM
$59M
Regulatory assets under management
Employees
1
170 client accounts
Services offered by BUENA VISTA INVESTMENT MANAGEMENT LLC
Per Form ADV
Portfolio management (individuals)
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
View all advisors at BUENA VISTA INVESTMENT MANAGEMENT LLC →
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05

Frequently Asked Questions

What services does Joel Eugene Sullivan offer?
Joel Eugene Sullivan specializes in Investment Management, Fee-Only Advisory. Contact their office in WISCONSIN RAPIDS, Wisconsin for a consultation.
What are Joel Eugene Sullivan's credentials?
Joel Eugene Sullivan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Joel Eugene Sullivan located?
Joel Eugene Sullivan is based in WISCONSIN RAPIDS, Wisconsin, working with BUENA VISTA INVESTMENT MANAGEMENT LLC. Their office serves clients in the WISCONSIN RAPIDS metropolitan area and surrounding communities.
How does Joel Eugene Sullivan charge for services?
Joel Eugene Sullivan's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BUENA VISTA INVESTMENT MANAGEMENT LLC?
BUENA VISTA INVESTMENT MANAGEMENT LLC has approximately 1 employees and manages $59M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at BUENA VISTA INVESTMENT MANAGEMENT LLC

Peter William Brey
WISCONSIN RAPIDS, WI
John L Moffat
WISCONSIN RAPIDS, WI

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