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Kerry Richard Whalen

WHALEN CAPITAL, INC.·WAUSAU, Wisconsin
Unclaimed Profile
226411 RIB MOUNTAIN RD, WAUSAU, WI 54401CRD# 1570057Firm CRD# 130016
01

About

Kerry Richard Whalen is a registered financial advisor based in WAUSAU, Wisconsin, affiliated with WHALEN CAPITAL, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
WHALEN CAPITAL, INC.
WHALEN CAPITAL, INC.
AUM
$133M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at WHALEN CAPITAL, INC. →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 1570057
Firm CRD# 130016
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Kerry Richard Whalen offer?
Kerry Richard Whalen specializes in Financial Planning, Investment Management. Contact their office in WAUSAU, Wisconsin for a consultation.
What are Kerry Richard Whalen's credentials?
Kerry Richard Whalen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kerry Richard Whalen located?
Kerry Richard Whalen is based in WAUSAU, Wisconsin, working with WHALEN CAPITAL, INC.. Their office serves clients in the WAUSAU metropolitan area and surrounding communities.
How does Kerry Richard Whalen charge for services?
Kerry Richard Whalen's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WHALEN CAPITAL, INC.?
WHALEN CAPITAL, INC. has approximately 4 employees and manages $133M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Wisconsin
MILWAUKEE (515)MADISON (242)GREEN BAY (92)APPLETON (83)WAUKESHA (77)
City Guides
MILWAUKEE GuideMADISON GuideGREEN BAY GuideAPPLETON GuideWAUKESHA Guide
Research
Advisor Fees in WisconsinNational Fee Analysis
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