Unclaimed Profile

Thomas Lee Peterson

IAG WEALTH PARTNERS, LLC·WAUKESHA, Wisconsin

SIE, Series 6, Series 7, Series 63, Series 65Clean record21 years registeredIAG WEALTH PARTNERS, LLC

N19 W24200 RIVERWOOD DRIVE, WAUKESHA, WI 53188CRD# 4552478Firm CRD# 109721

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Lee Peterson · WAUKESHA, WI

Registration

CRD #4552478 · IAG WEALTH PARTNERS, LLC · 21 years registered

Brand Profile

Not yet started

Career History

IAG WEALTH PARTNERS, LLC

Feb 2011 – present

LPL FINANCIAL LLC

Jan 2011 – present

WOODBURY FINANCIAL SERVICES, INC.

Oct 2004 – Jan 2011

ELM GROVE, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · October 26, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

IAG WEALTH PARTNERS, LLC

CRD 109721 · SEC 801-70404

AUM

$1.3B

Regulatory assets under management

Employees

5,365 client accounts

Services offered by IAG WEALTH PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at IAG WEALTH PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Lee Peterson offer?

Thomas Lee Peterson specializes in Financial Planning, Investment Management. Contact their office in WAUKESHA, Wisconsin for a consultation.

What are Thomas Lee Peterson's credentials?

Thomas Lee Peterson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Lee Peterson located?

Thomas Lee Peterson is based in WAUKESHA, Wisconsin, working with IAG WEALTH PARTNERS, LLC. Their office serves clients in the WAUKESHA metropolitan area and surrounding communities.

How does Thomas Lee Peterson charge for services?

Thomas Lee Peterson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is IAG WEALTH PARTNERS, LLC?

IAG WEALTH PARTNERS, LLC has approximately 13 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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