Unclaimed Profile

Brian W Eckert

TMFS-MILWAUKEE, LLC·WAUKESHA, Wisconsin

Series 7, Series 6621 years registeredTMFS-MILWAUKEE, LLC

21675 LONG VIEW DRIVE SUITE 300, WAUKESHA, WI 53186CRD# 4175089Firm CRD# 138243

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian W Eckert · WAUKESHA, WI

Registration

CRD #4175089 · TMFS-MILWAUKEE, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TMFS-MILWAUKEE, LLC

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

Sep 2019 – Mar 2021

GRAFTON, WI

FINANCIAL ENGINES ADVISORS L.L.C.

Nov 2016 – Jan 2019

WAUKESHA, WI

FINANCIAL ENGINES ADVISOR CENTER, LLC

Jul 2013 – Nov 2016

WAUKESHA, WI

THE MUTUAL FUND STORE

Feb 2012 – Jul 2013

WAUKESHA, WI

M&I INVESTMENT MANAGEMENT CORP.

Jul 2010 – Dec 2010

MILWAUKEE, WI

ROBERT W. BAIRD & CO. INCORPORATED

Apr 2005 – May 2010

EAU CLAIRE, WI

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · April 14, 2005

Years registered · 21

Disclosure History

2021Criminal·Pending Charge

2018Criminal·Final Disposition

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TMFS-MILWAUKEE, LLC

CRD 138243 · SEC 801-67946

AUM

$121M

Regulatory assets under management

Employees

609 client accounts

Services offered by TMFS-MILWAUKEE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TMFS-MILWAUKEE, LLC →

Introduction

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Frequently Asked Questions

What services does Brian W Eckert offer?

Brian W Eckert specializes in Financial Planning, Investment Management.

What are Brian W Eckert's credentials?

Brian W Eckert is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian W Eckert located?

Brian W Eckert is based in WAUKESHA, Wisconsin, last registered with TMFS-MILWAUKEE, LLC.

How does Brian W Eckert charge for services?

Brian W Eckert's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TMFS-MILWAUKEE, LLC?

TMFS-MILWAUKEE, LLC has approximately 3 employees and manages $121M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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