Unclaimed Profile

James Francis Wawrzyniakowski Jr.

GLOBAL VIEW CAPITAL MANAGEMENT, LTD·WAUKESHA, Wisconsin

SIE, Series 7, Series 9, Series 10, Series 14, Series 24, Series 27, Series 52TO, Series 53, Series 66, Series 72, Series 99TOClean record18 years registeredGLOBAL VIEW CAPITAL MANAGEMENT, LTD

N14 W23833 STONE RIDGE DR - SUITE 350, WAUKESHA, WI 53188CRD# 4061554Firm CRD# 158292

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Francis Wawrzyniakowski Jr. · WAUKESHA, WI

Registration

CRD #4061554 · GLOBAL VIEW CAPITAL MANAGEMENT, LTD · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GLOBAL VIEW CAPITAL MANAGEMENT, LTD

THE STRATEGIC FINANCIAL ALLIANCE

Mar 2012 – Dec 2013

WAUKESHA, WI

GLOBAL VIEW CAPITAL MANAGEMENT, LTD

Dec 2011 – Jun 2016

WAUKESHA, WI

METLIFE SECURITIES INC.

Aug 2008 – Dec 2011

MILWAUKEE, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 14

Series 24

Series 27

Series 52TO

Series 53

Series 66

Series 72

Series 99TO

Registration record

First registered · August 15, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GLOBAL VIEW CAPITAL MANAGEMENT LLC

CRD 158292 · SEC 801-72887

AUM

$594M

Regulatory assets under management

Employees

105

6,508 client accounts

Services offered by GLOBAL VIEW CAPITAL MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GLOBAL VIEW CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does James Francis Wawrzyniakowski Jr. offer?

James Francis Wawrzyniakowski Jr. specializes in Financial Planning, Investment Management.

What are James Francis Wawrzyniakowski Jr.'s credentials?

James Francis Wawrzyniakowski Jr. is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Francis Wawrzyniakowski Jr. located?

James Francis Wawrzyniakowski Jr. is based in WAUKESHA, Wisconsin, last registered with GLOBAL VIEW CAPITAL MANAGEMENT, LTD.

How does James Francis Wawrzyniakowski Jr. charge for services?

James Francis Wawrzyniakowski Jr.'s firm is compensated through percentage of aum, subscription fees, other: financial planning. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GLOBAL VIEW CAPITAL MANAGEMENT, LTD?

GLOBAL VIEW CAPITAL MANAGEMENT, LTD has approximately 105 employees and manages $594M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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