Unclaimed Profile

Dean Michael Fliss

GLOBAL VIEW CAPITAL MANAGEMENT LLC·WAUKESHA, Wisconsin

SIE, Series 6, Series 22, Series 26, Series 63, Series 65, Series 99TOClean record27 years registeredGLOBAL VIEW CAPITAL MANAGEMENT LLC

N14 W23833 STONE RIDGE DR - SUITE 350, WAUKESHA, WI 53188CRD# 1490307Firm CRD# 158292

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dean Michael Fliss · WAUKESHA, WI

Registration

CRD #1490307 · GLOBAL VIEW CAPITAL MANAGEMENT LLC · 27 years registered

Brand Profile

Not yet started

Career History

GLOBAL VIEW CAPITAL MANAGEMENT LLC

Jan 2014 – present

THE STRATEGIC FINANCIAL ALLIANCE

Nov 2010 – Dec 2013

WAUKESHA, WI

INVESTMENT ADVISORS INTERNATIONAL, INC.

Jul 2006 – Nov 2010

WAUKESHA, WI

INTERSECURITIES, INC.

Jul 2002 – Aug 2006

WAUKESHA, WI

WMA INVESTMENT ADVISORS, INC. (WMAIA)

Mar 1999 – Jul 2002

DULUTH, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 22

Series 26

Series 63

Series 65

Series 99TO

Registration record

First registered · March 24, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GLOBAL VIEW CAPITAL MANAGEMENT LLC

CRD 158292 · SEC 801-72887

AUM

$594M

Regulatory assets under management

Employees

105

6,508 client accounts

Services offered by GLOBAL VIEW CAPITAL MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GLOBAL VIEW CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Dean Michael Fliss offer?

Dean Michael Fliss specializes in Financial Planning, Investment Management. Contact their office in WAUKESHA, Wisconsin for a consultation.

What are Dean Michael Fliss's credentials?

Dean Michael Fliss is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dean Michael Fliss located?

Dean Michael Fliss is based in WAUKESHA, Wisconsin, working with GLOBAL VIEW CAPITAL MANAGEMENT LLC. Their office serves clients in the WAUKESHA metropolitan area and surrounding communities.

How does Dean Michael Fliss charge for services?

Dean Michael Fliss's firm is compensated through percentage of aum, subscription fees, other: financial planning. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GLOBAL VIEW CAPITAL MANAGEMENT LLC?

GLOBAL VIEW CAPITAL MANAGEMENT LLC has approximately 105 employees and manages $594M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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