Unclaimed Profile

Dudley James Godfrey

PROVIDENT TRUST COMPANY·WAUKESHA, Wisconsin

SIE, Series 7, Series 63Clean record36 years registeredPROVIDENT TRUST COMPANY

N16 W23217 STONE RIDGE DRIVE, WAUKESHA, WI 53188-1199CRD# 1021168Firm CRD# 110118

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dudley James Godfrey · WAUKESHA, WI

Registration

CRD #1021168 · PROVIDENT TRUST COMPANY · 36 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PROVIDENT TRUST COMPANY

MORGAN STANLEY

Jun 2009 – Oct 2023

Milwaukee, WI

CITIGROUP GLOBAL MARKETS INC.

Jul 1990 – Jun 2009

MILWAUKEE, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · July 9, 1990

Years registered · 36

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROVIDENT TRUST COMPANY

CRD 110118 · SEC 801-58213

AUM

$5.7B

Regulatory assets under management

Employees

1,119 client accounts

Services offered by PROVIDENT TRUST COMPANY

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at PROVIDENT TRUST COMPANY →

Introduction

Speak with Dudley

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Dudley is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WAUKESHA?

Browse all registered financial advisors in WAUKESHA, Wisconsin or claim this profile if it's yours.

Browse WAUKESHA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Dudley James Godfrey offer?

Dudley James Godfrey specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Dudley James Godfrey's credentials?

Dudley James Godfrey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dudley James Godfrey located?

Dudley James Godfrey is based in WAUKESHA, Wisconsin, last registered with PROVIDENT TRUST COMPANY.

How does Dudley James Godfrey charge for services?

Dudley James Godfrey's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROVIDENT TRUST COMPANY?

PROVIDENT TRUST COMPANY has approximately 12 employees and manages $5.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →