Unclaimed Profile

Duane Rudolph Roberts

DANA INVESTMENT ADVISORS INC·WAUKESHA, Wisconsin

Clean recordDANA INVESTMENT ADVISORS INC

20700 SWENSON DRIVE, SUITE 400, WAUKESHA, WI 53186-0904CRD# 4346543Firm CRD# 105879

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Duane Rudolph Roberts · WAUKESHA, WI

Registration

CRD #4346543 · DANA INVESTMENT ADVISORS INC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Duane Rudolph Roberts is a registered financial advisor based in WAUKESHA, Wisconsin, affiliated with DANA INVESTMENT ADVISORS INC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Client Types

Individuals

Institutional Investors

Introduction

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Firm Overview

Firm

DANA INVESTMENT ADVISORS INC

AUM

$4.5B

Regulatory assets under management

Employees

Total firm employees

View all advisors at DANA INVESTMENT ADVISORS INC →

Services

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Background

Compensation

Percentage of AUM

Subscription fees

Performance-based fees

Regulatory

SEC/IARD CRD# 4346543

Firm CRD# 105879

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Duane Rudolph Roberts offer?

Duane Rudolph Roberts specializes in Investment Management, Wealth Management. Contact their office in WAUKESHA, Wisconsin for a consultation.

What are Duane Rudolph Roberts's credentials?

Duane Rudolph Roberts is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Duane Rudolph Roberts located?

Duane Rudolph Roberts is based in WAUKESHA, Wisconsin, working with DANA INVESTMENT ADVISORS INC. Their office serves clients in the WAUKESHA metropolitan area and surrounding communities.

How does Duane Rudolph Roberts charge for services?

Duane Rudolph Roberts's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DANA INVESTMENT ADVISORS INC?

DANA INVESTMENT ADVISORS INC has approximately 61 employees and manages $4.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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