Unclaimed Profile

Douglas Wayne Classen

DANA INVESTMENT ADVISORS INC·WAUKESHA, Wisconsin

Series 7, Series 63, Series 65Clean record31 years registeredDANA INVESTMENT ADVISORS INC

20700 SWENSON DRIVE, SUITE 400, WAUKESHA, WI 53186-0904CRD# 874218Firm CRD# 105879

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Wayne Classen · WAUKESHA, WI

Registration

CRD #874218 · DANA INVESTMENT ADVISORS INC · 31 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DANA INVESTMENT ADVISORS INC

DANA INVESTMENT ADVISORS INC

Oct 1994 – Dec 2024

Oak Brook Terrace, IL

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · October 27, 1994

Years registered · 31

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DANA INVESTMENT ADVISORS INC

CRD 105879 · SEC 801-14828

AUM

$4.5B

Regulatory assets under management

Employees

3,327 client accounts

Services offered by DANA INVESTMENT ADVISORS INC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at DANA INVESTMENT ADVISORS INC →

Introduction

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Frequently Asked Questions

What services does Douglas Wayne Classen offer?

Douglas Wayne Classen specializes in Investment Management, Wealth Management.

What are Douglas Wayne Classen's credentials?

Douglas Wayne Classen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Douglas Wayne Classen located?

Douglas Wayne Classen is based in WAUKESHA, Wisconsin, last registered with DANA INVESTMENT ADVISORS INC.

How does Douglas Wayne Classen charge for services?

Douglas Wayne Classen's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DANA INVESTMENT ADVISORS INC?

DANA INVESTMENT ADVISORS INC has approximately 61 employees and manages $4.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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