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Kristy Lyn Peters

WELSHIRE CAPITAL, LLC·ONALASKA, Wisconsin
SIE, Series 7, Series 63, Series 65Clean record15 years registeredWELSHIRE CAPITAL, LLC
9538 EAST 16 FRONTAGE ROAD, ONALASKA, WI 54650CRD# 4137600Firm CRD# 143960

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kristy Lyn Peters · ONALASKA, WI
Registration
CRD #4137600 · WELSHIRE CAPITAL, LLC · 15 years registered
Brand Profile
Not yet started
01

Career History

VALMARK ADVISERS, INC.
Jul 2019 – present
PRINCIPAL SECURITIES, INC.
Jun 2016 – Jul 2019
Onalaska, WI
WELSHIRE CAPITAL, LLC
Mar 2011 – Jun 2016
ONALASKA, WI
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Registration record
First registered · March 25, 2011
Years registered · 15
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WELSHIRE CAPITAL, LLC
CRD 143960 · SEC 801-68351
AUM
$89M
Regulatory assets under management
Employees
6
1,349 client accounts
Services offered by WELSHIRE CAPITAL, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
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Introduction

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05

Frequently Asked Questions

What services does Kristy Lyn Peters offer?
Kristy Lyn Peters specializes in Financial Planning, Investment Management. Contact their office in ONALASKA, Wisconsin for a consultation.
What are Kristy Lyn Peters's credentials?
Kristy Lyn Peters is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kristy Lyn Peters located?
Kristy Lyn Peters is based in ONALASKA, Wisconsin, working with WELSHIRE CAPITAL, LLC. Their office serves clients in the ONALASKA metropolitan area and surrounding communities.
How does Kristy Lyn Peters charge for services?
Kristy Lyn Peters's firm is compensated through percentage of aum, hourly charges, subscription fees, other: fin.ed seminars/workshops and radio program. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WELSHIRE CAPITAL, LLC?
WELSHIRE CAPITAL, LLC has approximately 6 employees and manages $89M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at WELSHIRE CAPITAL, LLC

Brent John Welch
ONALASKA, WI
CFPChFC

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