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Thomas David Zale

NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC·MILWAUKEE, Wisconsin
Unclaimed Profile
720 EAST WISCONSIN AVENUE, MILWAUKEE, WI 53202-4797CRD# 7308482Firm CRD# 307865
01

About

Thomas David Zale is a registered financial advisor based in MILWAUKEE, Wisconsin, affiliated with NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Wealth Management
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC
NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC
AUM
$281.3B
Regulatory assets under management
Employees
260
Total firm employees
View all advisors at NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC →
Services
Pension consulting
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 7308482
Firm CRD# 307865
5 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Thomas David Zale offer?
Thomas David Zale specializes in Retirement Planning, Wealth Management. Contact their office in MILWAUKEE, Wisconsin for a consultation.
What are Thomas David Zale's credentials?
Thomas David Zale is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas David Zale located?
Thomas David Zale is based in MILWAUKEE, Wisconsin, working with NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC. Their office serves clients in the MILWAUKEE metropolitan area and surrounding communities.
How does Thomas David Zale charge for services?
Thomas David Zale's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC?
NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC has approximately 260 employees and manages $281.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in MILWAUKEE
Robert John Bukowski — ALPHA INVESTMENT CONSULTING GROUP, LLCRobert William Landaas — LANDAAS & COMPANYBrian Donald Kilb — LANDAAS & COMPANYJean Carol Baley — LANDAAS & COMPANYStewart M. Wangard — WANGARD INCOME FUND MANAGER, LLC
Nearby cities in Wisconsin
MADISON (242)GREEN BAY (92)APPLETON (83)WAUKESHA (77)BROOKFIELD (68)
City Guides
MADISON GuideGREEN BAY GuideAPPLETON GuideWAUKESHA GuideBROOKFIELD Guide
Research
Advisor Fees in WisconsinNational Fee Analysis
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