Unclaimed Profile

Jean Carol Baley

LANDAAS & COMPANY·MILWAUKEE, Wisconsin

SIE, Series 7, Series 24, Series 53, Series 63Clean record26 years registeredLANDAAS & COMPANY

411 E WISCONSIN AVE, MILWAUKEE, WI 53202CRD# 1963792Firm CRD# 47487

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jean Carol Baley · MILWAUKEE, WI

Registration

CRD #1963792 · LANDAAS & COMPANY · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LANDAAS & COMPANY

LANDAAS & COMPANY

Mar 2000 – May 2019

MILWAUKEE, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 53

Series 63

Registration record

First registered · March 23, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LANDAAS & COMPANY

CRD 47487 · SEC 801-45055

AUM

$1.5B

Regulatory assets under management

Employees

4,070 client accounts

Services offered by LANDAAS & COMPANY

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LANDAAS & COMPANY →

Introduction

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Frequently Asked Questions

What services does Jean Carol Baley offer?

Jean Carol Baley specializes in Financial Planning, Investment Management, Wealth Management.

What are Jean Carol Baley's credentials?

Jean Carol Baley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jean Carol Baley located?

Jean Carol Baley is based in MILWAUKEE, Wisconsin, last registered with LANDAAS & COMPANY.

How does Jean Carol Baley charge for services?

Jean Carol Baley's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LANDAAS & COMPANY?

LANDAAS & COMPANY has approximately 26 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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