Claim Profile
Unclaimed Profile
TS

Thomas Edward Shea

LANDAAS & COMPANY·MILWAUKEE, Wisconsin
SIE, Series 7, Series 24, Series 55, Series 63, Series 65, Series 99TOClean record10 years registeredLANDAAS & COMPANY
411 E WISCONSIN AVE, MILWAUKEE, WI 53202CRD# 2299633Firm CRD# 47487

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Edward Shea · MILWAUKEE, WI
Registration
CRD #2299633 · LANDAAS & COMPANY · 10 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: LANDAAS & COMPANY
HK PRIVATE CLIENT, LLC
Apr 2022Nov 2023
Chicago, IL
STELLAM ADVISORS LLC
Jun 2017Sep 2017
CHICAGO, IL
BROADWATER ADVISORS, LLC
Mar 2017Nov 2017
CHICAGO, IL
Mar 2017Oct 2017
CHICAGO, IL
NAJARIAN FAMILY OFFICE, LLC
Mar 2017Dec 2018
CHICAGO, IL
NAJARIAN ADVISORS, LLC
Feb 2017Mar 2021
CHICAGO, IL
PODESTA & CO.
Oct 2015Aug 2017
Chicago, IL
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 55
Series 63
Series 65
Series 99TO
Registration record
First registered · October 22, 2015
Years registered · 10
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
LANDAAS & COMPANY
CRD 47487 · SEC 801-45055
AUM
$1.5B
Regulatory assets under management
Employees
26
4,070 client accounts
Services offered by LANDAAS & COMPANY
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

Speak with Thomas Edward

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Thomas Edward is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MILWAUKEE?

Browse all registered financial advisors in MILWAUKEE, Wisconsin or claim this profile if it's yours.

05

Frequently Asked Questions

What services does Thomas Edward Shea offer?
Thomas Edward Shea specializes in Financial Planning, Investment Management, Wealth Management.
What are Thomas Edward Shea's credentials?
Thomas Edward Shea is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Edward Shea located?
Thomas Edward Shea is based in MILWAUKEE, Wisconsin, last registered with LANDAAS & COMPANY.
How does Thomas Edward Shea charge for services?
Thomas Edward Shea's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LANDAAS & COMPANY?
LANDAAS & COMPANY has approximately 26 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →