Unclaimed Profile

Robert Leslie Warner

OARSMAN CAPITAL, INC·MILWAUKEE, Wisconsin

SIE, Series 6, Series 7, Series 24, Series 63, Series 65Clean record24 years registeredOARSMAN CAPITAL, INC

759 NORTH MILWAUKEE STREET, MILWAUKEE, WI 53202CRD# 1000297Firm CRD# 109993

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Leslie Warner · MILWAUKEE, WI

Registration

CRD #1000297 · OARSMAN CAPITAL, INC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: OARSMAN CAPITAL, INC

JOHNSON WEALTH INC.

May 2016 – May 2023

MILWAUKEE, WI

CLEARY GULL INC.

Jan 2002 – Jun 2016

MILWAUKEE, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · January 1, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OARSMAN CAPITAL, INC

CRD 109993 · SEC 801-60988

AUM

$703M

Regulatory assets under management

Employees

1,628 client accounts

Services offered by OARSMAN CAPITAL, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at OARSMAN CAPITAL, INC →

Introduction

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Frequently Asked Questions

What services does Robert Leslie Warner offer?

Robert Leslie Warner specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are Robert Leslie Warner's credentials?

Robert Leslie Warner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Leslie Warner located?

Robert Leslie Warner is based in MILWAUKEE, Wisconsin, last registered with OARSMAN CAPITAL, INC.

How does Robert Leslie Warner charge for services?

Robert Leslie Warner's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OARSMAN CAPITAL, INC?

OARSMAN CAPITAL, INC has approximately 14 employees and manages $703M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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