Unclaimed Profile

Charles Allard Allison

OARSMAN CAPITAL, INC·MILWAUKEE, Wisconsin

SIE, Series 6, Series 7, Series 63, Series 65Clean record12 years registeredOARSMAN CAPITAL, INC

759 NORTH MILWAUKEE STREET, MILWAUKEE, WI 53202CRD# 5854122Firm CRD# 109993

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Allard Allison · MILWAUKEE, WI

Registration

CRD #5854122 · OARSMAN CAPITAL, INC · 12 years registered

Brand Profile

Not yet started

Career History

OARSMAN CAPITAL, INC

Jan 2023 – present

JOHNSON WEALTH INC.

May 2016 – Nov 2022

MILWAUKEE, WI

CLEARY GULL INC.

Jun 2015 – Jun 2016

MILWAUKEE, WI

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Apr 2014 – Jun 2015

MILWAUKEE, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · April 25, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OARSMAN CAPITAL, INC

CRD 109993 · SEC 801-60988

AUM

$703M

Regulatory assets under management

Employees

1,628 client accounts

Services offered by OARSMAN CAPITAL, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at OARSMAN CAPITAL, INC →

Introduction

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Frequently Asked Questions

What services does Charles Allard Allison offer?

Charles Allard Allison specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in MILWAUKEE, Wisconsin for a consultation.

What are Charles Allard Allison's credentials?

Charles Allard Allison is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Allard Allison located?

Charles Allard Allison is based in MILWAUKEE, Wisconsin, working with OARSMAN CAPITAL, INC. Their office serves clients in the MILWAUKEE metropolitan area and surrounding communities.

How does Charles Allard Allison charge for services?

Charles Allard Allison's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OARSMAN CAPITAL, INC?

OARSMAN CAPITAL, INC has approximately 14 employees and manages $703M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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