Unclaimed Profile

Derek Joseph Pawlak

OARSMAN CAPITAL, INC·MILWAUKEE, Wisconsin

Series 7, Series 63Clean record24 years registeredOARSMAN CAPITAL, INC

759 NORTH MILWAUKEE STREET, MILWAUKEE, WI 53202CRD# 2349696Firm CRD# 109993

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Derek Joseph Pawlak · MILWAUKEE, WI

Registration

CRD #2349696 · OARSMAN CAPITAL, INC · 24 years registered

Brand Profile

Not yet started

Career History

OARSMAN CAPITAL, INC

Sep 2022 – present

GENEVA CAPITAL MANAGEMENT LLC

Sep 2007 – Aug 2022

MILWAUKEE, WI

ZIEGLER CAPITAL MANAGEMENT, LLC

May 2005 – Apr 2007

MILWAUKEE, WI

B. C. ZIEGLER AND COMPANY

Nov 2002 – Nov 2002

MILWAUKEE, WI

HEARTLAND ADVISORS, INC.

Jan 2002 – Dec 2002

MILWAUKEE, WI

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · January 10, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OARSMAN CAPITAL, INC

CRD 109993 · SEC 801-60988

AUM

$703M

Regulatory assets under management

Employees

1,628 client accounts

Services offered by OARSMAN CAPITAL, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at OARSMAN CAPITAL, INC →

Introduction

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Frequently Asked Questions

What services does Derek Joseph Pawlak offer?

Derek Joseph Pawlak specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in MILWAUKEE, Wisconsin for a consultation.

What are Derek Joseph Pawlak's credentials?

Derek Joseph Pawlak is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Derek Joseph Pawlak located?

Derek Joseph Pawlak is based in MILWAUKEE, Wisconsin, working with OARSMAN CAPITAL, INC. Their office serves clients in the MILWAUKEE metropolitan area and surrounding communities.

How does Derek Joseph Pawlak charge for services?

Derek Joseph Pawlak's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OARSMAN CAPITAL, INC?

OARSMAN CAPITAL, INC has approximately 14 employees and manages $703M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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