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Carol Ann Neal

M&I INVESTMENT MANAGEMENT CORP.·MILWAUKEE, Wisconsin
Unclaimed Profile
111 EAST KILBOURN AVENUE, MILWAUKEE, WI 53202CRD# 4956567Firm CRD# 109802
01

About

Carol Ann Neal is a registered financial advisor based in MILWAUKEE, Wisconsin, affiliated with M&I INVESTMENT MANAGEMENT CORP.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
High Net Worth Individuals
03

Firm Overview

Firm
M&I INVESTMENT MANAGEMENT CORP.
M&I INVESTMENT MANAGEMENT CORP.
AUM
$21.6B
Regulatory assets under management
Employees
51
Total firm employees
View all advisors at M&I INVESTMENT MANAGEMENT CORP. →
Services
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 4956567
Firm CRD# 109802
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Carol Ann Neal offer?
Carol Ann Neal specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in MILWAUKEE, Wisconsin for a consultation.
What are Carol Ann Neal's credentials?
Carol Ann Neal is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Carol Ann Neal located?
Carol Ann Neal is based in MILWAUKEE, Wisconsin, working with M&I INVESTMENT MANAGEMENT CORP.. Their office serves clients in the MILWAUKEE metropolitan area and surrounding communities.
How does Carol Ann Neal charge for services?
Carol Ann Neal's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is M&I INVESTMENT MANAGEMENT CORP.?
M&I INVESTMENT MANAGEMENT CORP. has approximately 51 employees and manages $21.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in MILWAUKEE
Robert John Bukowski — ALPHA INVESTMENT CONSULTING GROUP, LLCRobert William Landaas — LANDAAS & COMPANYBrian Donald Kilb — LANDAAS & COMPANYJean Carol Baley — LANDAAS & COMPANYStewart M. Wangard — WANGARD INCOME FUND MANAGER, LLC
Nearby cities in Wisconsin
MADISON (242)GREEN BAY (92)APPLETON (83)WAUKESHA (77)BROOKFIELD (68)
City Guides
MADISON GuideGREEN BAY GuideAPPLETON GuideWAUKESHA GuideBROOKFIELD Guide
Research
Advisor Fees in WisconsinNational Fee Analysis
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