Unclaimed Profile

Carol Ann Neal

M&I INVESTMENT MANAGEMENT CORP.·MILWAUKEE, Wisconsin

Clean recordM&I INVESTMENT MANAGEMENT CORP.

111 EAST KILBOURN AVENUE, MILWAUKEE, WI 53202CRD# 4956567Firm CRD# 109802

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carol Ann Neal · MILWAUKEE, WI

Registration

CRD #4956567 · M&I INVESTMENT MANAGEMENT CORP.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Carol Ann Neal is a registered financial advisor based in MILWAUKEE, Wisconsin, affiliated with M&I INVESTMENT MANAGEMENT CORP.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Retirement Planning

Wealth Management

Client Types

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

Introduction

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Firm Overview

Firm

M&I INVESTMENT MANAGEMENT CORP.

AUM

$21.6B

Regulatory assets under management

Employees

Total firm employees

View all advisors at M&I INVESTMENT MANAGEMENT CORP. →

Services

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 4956567

Firm CRD# 109802

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Carol Ann Neal offer?

Carol Ann Neal specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in MILWAUKEE, Wisconsin for a consultation.

What are Carol Ann Neal's credentials?

Carol Ann Neal is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carol Ann Neal located?

Carol Ann Neal is based in MILWAUKEE, Wisconsin, working with M&I INVESTMENT MANAGEMENT CORP.. Their office serves clients in the MILWAUKEE metropolitan area and surrounding communities.

How does Carol Ann Neal charge for services?

Carol Ann Neal's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is M&I INVESTMENT MANAGEMENT CORP.?

M&I INVESTMENT MANAGEMENT CORP. has approximately 51 employees and manages $21.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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