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Aaron J Garcia

BROADVIEW ADVISORS, LLC·MILWAUKEE, Wisconsin
Unclaimed Profile
330 EAST KILBOURN AVENUE, MILWAUKEE, WI 53202CRD# 5360683Firm CRD# 111494
01

About

Aaron J Garcia is a registered financial advisor based in MILWAUKEE, Wisconsin, affiliated with BROADVIEW ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
BROADVIEW ADVISORS, LLC
BROADVIEW ADVISORS, LLC
AUM
$402M
Regulatory assets under management
Employees
9
Total firm employees
View all advisors at BROADVIEW ADVISORS, LLC →
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 5360683
Firm CRD# 111494
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Aaron J Garcia offer?
Aaron J Garcia specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in MILWAUKEE, Wisconsin for a consultation.
What are Aaron J Garcia's credentials?
Aaron J Garcia is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Aaron J Garcia located?
Aaron J Garcia is based in MILWAUKEE, Wisconsin, working with BROADVIEW ADVISORS, LLC. Their office serves clients in the MILWAUKEE metropolitan area and surrounding communities.
How does Aaron J Garcia charge for services?
Aaron J Garcia's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BROADVIEW ADVISORS, LLC?
BROADVIEW ADVISORS, LLC has approximately 9 employees and manages $402M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in MILWAUKEE
Robert John Bukowski — ALPHA INVESTMENT CONSULTING GROUP, LLCRobert William Landaas — LANDAAS & COMPANYBrian Donald Kilb — LANDAAS & COMPANYJean Carol Baley — LANDAAS & COMPANYStewart M. Wangard — WANGARD INCOME FUND MANAGER, LLC
Nearby cities in Wisconsin
MADISON (242)GREEN BAY (92)APPLETON (83)WAUKESHA (77)BROOKFIELD (68)
City Guides
MADISON GuideGREEN BAY GuideAPPLETON GuideWAUKESHA GuideBROOKFIELD Guide
Research
Advisor Fees in WisconsinNational Fee Analysis
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