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BROADVIEW ADVISORS, LLC
BROADVIEW ADVISORS, LLC
MILWAUKEE, Wisconsin
·
5 registered advisors
·
CRD# 111494
SEC# 801-60114
0
(414) 918-3900
01
Firm Overview
AUM
$402M
Regulatory assets under management
Employees
9
Total firm employees
Advisors
5
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Compensation
Percentage of AUM
Performance-based fees
03
Specialties
Investment Management
Retirement Planning
Wealth Management
04
Advisors at BROADVIEW ADVISORS, LLC
5 registered advisors
Aaron J Garcia
MILWAUKEE, Wisconsin
CRD# 5360683
Faraz Farzam
MILWAUKEE, Wisconsin
CRD# 2952474
Owen Leslie Hill
MILWAUKEE, Wisconsin
CRD# 245908
Richard Edmond Lane
MILWAUKEE, Wisconsin
CRD# 1059051
Richard James Whiting
MILWAUKEE, Wisconsin
CRD# 1249904
05
Office Locations
MILWAUKEE, Wisconsin
5 advisors
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Data sourced from SEC Form ADV filings. BROADVIEW ADVISORS, LLC (CRD# 111494) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.