Unclaimed Profile

Thomas Gerald Plumb

WISCONSIN CAPITAL MANAGEMENT, LLC·MADISON, Wisconsin

Series 2, Series 63, Series 6542 years registeredWISCONSIN CAPITAL MANAGEMENT, LLC

8020 EXCELSIOR DRIVE STE. 402, MADISON, WI 53717CRD# 1732830Firm CRD# 110394

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Gerald Plumb · MADISON, WI

Registration

CRD #1732830 · WISCONSIN CAPITAL MANAGEMENT, LLC · 42 years registered

Brand Profile

Not yet started

Career History

WISCONSIN CAPITAL MANAGEMENT, LLC

May 2002 – present

SVA WEALTH MANAGEMENT, LLC

Jan 2012 – Apr 2019

MADISON, WI

WISCONSIN CAPITAL MANAGEMENT, LLC

Jun 1984 – Dec 2016

MADISON, WI

Registrations & Exams

FINRA examinations passed

Series 2

Series 63

Series 65

Registration record

First registered · June 4, 1984

Years registered · 42

Disclosure History

2019Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WISCONSIN CAPITAL MANAGEMENT, LLC

CRD 110394 · SEC 801-53829

AUM

$266M

Regulatory assets under management

Employees

80 client accounts

Services offered by WISCONSIN CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at WISCONSIN CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Gerald Plumb offer?

Thomas Gerald Plumb specializes in Investment Management, Fee-Only Advisory. Contact their office in MADISON, Wisconsin for a consultation.

What are Thomas Gerald Plumb's credentials?

Thomas Gerald Plumb is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Gerald Plumb located?

Thomas Gerald Plumb is based in MADISON, Wisconsin, working with WISCONSIN CAPITAL MANAGEMENT, LLC. Their office serves clients in the MADISON metropolitan area and surrounding communities.

How does Thomas Gerald Plumb charge for services?

Thomas Gerald Plumb's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WISCONSIN CAPITAL MANAGEMENT, LLC?

WISCONSIN CAPITAL MANAGEMENT, LLC has approximately 4 employees and manages $266M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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