Unclaimed Profile

Nathan Marek Plumb

WISCONSIN CAPITAL MANAGEMENT, LLC·MADISON, Wisconsin

SIE, Series 6, Series 7, Series 26, Series 63, Series 6523 years registeredWISCONSIN CAPITAL MANAGEMENT, LLC

8401 EXCELSIOR DR STE. 102, MADISON, WI 53717CRD# 4598158Firm CRD# 110394

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nathan Marek Plumb · MADISON, WI

Registration

CRD #4598158 · WISCONSIN CAPITAL MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

WISCONSIN CAPITAL MANAGEMENT, LLC

Aug 2023 – present

WISCONSIN CAPITAL MANAGEMENT, LLC

Oct 2020 – Oct 2022

MADISON, WI

WISCONSIN CAPITAL MANAGEMENT, LLC

Oct 2020 – Oct 2020

MADISON, WI

LINCOLN FINANCIAL ADVISORS CORPORATION

Feb 2017 – Oct 2020

MADISON, WI

SVA PLUMB WEALTH MANAGEMENT, LLC

Jan 2012 – Dec 2014

MADISON, WI

SVA WEALTH MANAGEMENT, INC.

Sep 2011 – Jan 2012

MADISON, WI

WISCONSIN CAPITAL MANAGEMENT, LLC

Sep 2003 – Dec 2016

MADISON, WI

WISCONSIN CAPITAL MANAGEMENT, LLC

Apr 2003 – Jan 2017

MADISON, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 26

Series 63

Series 65

Registration record

First registered · April 29, 2003

Years registered · 23

Disclosure History

2022Employment Separation After Allegations

2022Regulatory·Final

2020Criminal·Final Disposition

2020Employment Separation After Allegations

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WISCONSIN CAPITAL MANAGEMENT, LLC

CRD 110394 · SEC 801-53829

AUM

$266M

Regulatory assets under management

Employees

80 client accounts

Services offered by WISCONSIN CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at WISCONSIN CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Nathan Marek Plumb offer?

Nathan Marek Plumb specializes in Investment Management, Fee-Only Advisory. Contact their office in MADISON, Wisconsin for a consultation.

What are Nathan Marek Plumb's credentials?

Nathan Marek Plumb is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nathan Marek Plumb located?

Nathan Marek Plumb is based in MADISON, Wisconsin, working with WISCONSIN CAPITAL MANAGEMENT, LLC. Their office serves clients in the MADISON metropolitan area and surrounding communities.

How does Nathan Marek Plumb charge for services?

Nathan Marek Plumb's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WISCONSIN CAPITAL MANAGEMENT, LLC?

WISCONSIN CAPITAL MANAGEMENT, LLC has approximately 4 employees and manages $266M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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