Unclaimed Profile

Sara Jane Walker

KELLOGG ASSET MANAGEMENT, LLC·GREEN BAY, Wisconsin

SIE, Series 7, Series 63CFAClean record16 years registeredKELLOGG ASSET MANAGEMENT, LLC

200 NORTH ADAMS STREET, GREEN BAY, WI 54301CRD# 4260355Firm CRD# 150031

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sara Jane Walker · GREEN BAY, WI

Registration

CRD #4260355 · KELLOGG ASSET MANAGEMENT, LLC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KELLOGG ASSET MANAGEMENT, LLC

KELLOGG ASSET MANAGEMENT, LLC

Jan 2010 – Apr 2018

GREEN BAY, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · January 27, 2010

Years registered · 16

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KELLOGG ASSET MANAGEMENT, LLC

CRD 150031 · SEC 801-70113

AUM

$2.5B

Regulatory assets under management

Employees

115 client accounts

Services offered by KELLOGG ASSET MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at KELLOGG ASSET MANAGEMENT, LLC →

Introduction

Speak with Sara

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Sara is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in GREEN BAY?

Browse all registered financial advisors in GREEN BAY, Wisconsin or claim this profile if it's yours.

Browse GREEN BAY Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Sara Jane Walker offer?

Sara Jane Walker specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory.

What are Sara Jane Walker's credentials?

Sara Jane Walker holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Sara Jane Walker located?

Sara Jane Walker is based in GREEN BAY, Wisconsin, last registered with KELLOGG ASSET MANAGEMENT, LLC.

How does Sara Jane Walker charge for services?

Sara Jane Walker's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KELLOGG ASSET MANAGEMENT, LLC?

KELLOGG ASSET MANAGEMENT, LLC has approximately 11 employees and manages $2.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →