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Jesse Allen Niederbaumer

VANTAGE FINANCIAL PARTNERS, LLC·ELM GROVE, Wisconsin
SIE, Series 6, Series 7, Series 63, Series 6521 years registeredVANTAGE FINANCIAL PARTNERS, LLC
13230 WATERTOWN PLANK ROAD, ELM GROVE, WI 53122CRD# 4188328Firm CRD# 315828

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jesse Allen Niederbaumer · ELM GROVE, WI
Registration
CRD #4188328 · VANTAGE FINANCIAL PARTNERS, LLC · 21 years registered
Brand Profile
Not yet started
01

Career History

NORTHROCK PARTNERS, LLC
Apr 2026 – present
VANTAGE FINANCIAL PARTNERS, LLC
Aug 2021 – Jun 2026
ELM GROVE, WI
THRIVENT ADVISOR NETWORK, LLC
Sep 2019 – Aug 2021
Elm Grove, WI
THRIVENT INVESTMENT MANAGEMENT INC.
Feb 2005 – Sep 2019
ELM GROVE, WI
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 63
Series 65
Registration record
First registered · February 8, 2005
Years registered · 21
03

Disclosure History

2013Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
VANTAGE FINANCIAL PARTNERS, LLC
CRD 315828 · SEC 801-122083
AUM
$612M
Regulatory assets under management
Employees
22
4,115 client accounts
Services offered by VANTAGE FINANCIAL PARTNERS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at VANTAGE FINANCIAL PARTNERS, LLC →
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05

Frequently Asked Questions

What services does Jesse Allen Niederbaumer offer?
Jesse Allen Niederbaumer specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ELM GROVE, Wisconsin for a consultation.
What are Jesse Allen Niederbaumer's credentials?
Jesse Allen Niederbaumer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jesse Allen Niederbaumer located?
Jesse Allen Niederbaumer is based in ELM GROVE, Wisconsin, working with VANTAGE FINANCIAL PARTNERS, LLC. Their office serves clients in the ELM GROVE metropolitan area and surrounding communities.
How does Jesse Allen Niederbaumer charge for services?
Jesse Allen Niederbaumer's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is VANTAGE FINANCIAL PARTNERS, LLC?
VANTAGE FINANCIAL PARTNERS, LLC has approximately 22 employees and manages $612M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at VANTAGE FINANCIAL PARTNERS, LLC

Andrew Allen Meyer
ELM GROVE, WI
Jeremy James Gardner
ELM GROVE, WI
Matthew David Niederbaumer
ELM GROVE, WI
CFP

More Advisors in ELM GROVE, Wisconsin

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