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NORTHROCK PARTNERS, LLC
NORTHROCK PARTNERS, LLC
MINNEAPOLIS, Minnesota
·
8 registered advisors
·
CRD# 167908
SEC# 801-78194
8
(612) 367-8800
01
Firm Overview
AUM
$5.8B
Regulatory assets under management
Employees
154
Total firm employees
Advisors
8
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Charitable organization or education services
Other
Compensation
Percentage of AUM
Subscription fees
03
Specialties
Financial Planning
Investment Management
Wealth Management
04
Advisors at NORTHROCK PARTNERS, LLC
8 registered advisors
Brent Troy Field
MINNEAPOLIS, Minnesota
CRD# 4147327
Brian Jon Kruse
MINNEAPOLIS, Minnesota
CRD# 5889039
Dominic Jon Knauf
MINNEAPOLIS, Minnesota
CRD# 4325438
James Bernard Lund
MINNEAPOLIS, Minnesota
CFP
CRD# 1576436
Kathleen Sweeney Shoemaker
MINNEAPOLIS, Minnesota
CRD# 2353759
Robert Dean Nelson
MINNEAPOLIS, Minnesota
CRD# 2363984
Sumit Mehta
MINNEAPOLIS, Minnesota
CRD# 2846983
Todd Alan Moser
MINNEAPOLIS, Minnesota
CFP
CRD# 4645357
05
Office Locations
MINNEAPOLIS, Minnesota
8 advisors
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Data sourced from SEC Form ADV filings. NORTHROCK PARTNERS, LLC (CRD# 167908) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.