Unclaimed Profile

William Roland Warnke

WARNKE/NICHOLS LTD.·DELAFIELD, Wisconsin

Clean record46 years registeredWARNKE/NICHOLS LTD.

440 WELLS STREET, DELAFIELD, WI 53018CRD# 4398470Firm CRD# 112181

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Roland Warnke · DELAFIELD, WI

Registration

CRD #4398470 · WARNKE/NICHOLS LTD. · 46 years registered

Brand Profile

Not yet started

Career History

PAVLIC INVESTMENT ADVISORS, INC.

May 2026 – present

WARNKE/NICHOLS LTD.

Jun 2023 – Jul 2026

DELAFIELD, WI

WARNKE/NICHOLS LTD.

Nov 1979 – Feb 2014

HALES CORNERS, WI

Registrations & Exams

Registration record

First registered · November 6, 1979

Years registered · 46

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WARNKE/NICHOLS LTD.

CRD 112181 · SEC 801-79230

AUM

$195M

Regulatory assets under management

Employees

306 client accounts

Services offered by WARNKE/NICHOLS LTD.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at WARNKE/NICHOLS LTD. →

Introduction

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Frequently Asked Questions

What services does William Roland Warnke offer?

William Roland Warnke specializes in Investment Management. Contact their office in DELAFIELD, Wisconsin for a consultation.

What are William Roland Warnke's credentials?

William Roland Warnke is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Roland Warnke located?

William Roland Warnke is based in DELAFIELD, Wisconsin, working with WARNKE/NICHOLS LTD.. Their office serves clients in the DELAFIELD metropolitan area and surrounding communities.

How does William Roland Warnke charge for services?

William Roland Warnke's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WARNKE/NICHOLS LTD.?

WARNKE/NICHOLS LTD. has approximately 3 employees and manages $195M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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