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Steven Ross Nichols

WARNKE/NICHOLS LTD.·DELAFIELD, Wisconsin
Unclaimed Profile
440 WELLS STREET, DELAFIELD, WI 53018CRD# 2006460Firm CRD# 112181
01

About

Steven Ross Nichols is a registered financial advisor based in DELAFIELD, Wisconsin, affiliated with WARNKE/NICHOLS LTD.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
03

Firm Overview

Firm
WARNKE/NICHOLS LTD.
WARNKE/NICHOLS LTD.
AUM
$195M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at WARNKE/NICHOLS LTD. →
Services
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 2006460
Firm CRD# 112181
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Steven Ross Nichols offer?
Steven Ross Nichols specializes in Investment Management. Contact their office in DELAFIELD, Wisconsin for a consultation.
What are Steven Ross Nichols's credentials?
Steven Ross Nichols is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Steven Ross Nichols located?
Steven Ross Nichols is based in DELAFIELD, Wisconsin, working with WARNKE/NICHOLS LTD.. Their office serves clients in the DELAFIELD metropolitan area and surrounding communities.
How does Steven Ross Nichols charge for services?
Steven Ross Nichols's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WARNKE/NICHOLS LTD.?
WARNKE/NICHOLS LTD. has approximately 3 employees and manages $195M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in DELAFIELD
Lilli Gust — ARNOLD INVESTMENT COUNSEL INCSteven Frederick Mayer — CUSHING CAPITAL PARTNERS, LLCAndy Patrick Ramer — WARNKE/NICHOLS LTD.Terence Victor Pavlic — PAVLIC INVESTMENT ADVISORS, INC.Robert Terrence Dignan — CEDARPOINT INVESTMENT ADVISORS, INC.
Nearby cities in Wisconsin
MILWAUKEE (515)MADISON (242)GREEN BAY (92)APPLETON (83)WAUKESHA (77)
City Guides
MILWAUKEE GuideMADISON GuideGREEN BAY GuideAPPLETON GuideWAUKESHA Guide
Research
Advisor Fees in WisconsinNational Fee Analysis
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