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Steven Ross Nichols

WARNKE/NICHOLS LTD.·DELAFIELD, Wisconsin
Clean recordWARNKE/NICHOLS LTD.
440 WELLS STREET, DELAFIELD, WI 53018CRD# 2006460Firm CRD# 112181

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Steven Ross Nichols · DELAFIELD, WI
Registration
CRD #2006460 · WARNKE/NICHOLS LTD.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Steven Ross Nichols is a registered financial advisor based in DELAFIELD, Wisconsin, affiliated with WARNKE/NICHOLS LTD.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
WARNKE/NICHOLS LTD.
WARNKE/NICHOLS LTD.
AUM
$195M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at WARNKE/NICHOLS LTD. →
Services
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 2006460
Firm CRD# 112181
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Steven Ross Nichols offer?
Steven Ross Nichols specializes in Investment Management. Contact their office in DELAFIELD, Wisconsin for a consultation.
What are Steven Ross Nichols's credentials?
Steven Ross Nichols is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Steven Ross Nichols located?
Steven Ross Nichols is based in DELAFIELD, Wisconsin, working with WARNKE/NICHOLS LTD.. Their office serves clients in the DELAFIELD metropolitan area and surrounding communities.
How does Steven Ross Nichols charge for services?
Steven Ross Nichols's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WARNKE/NICHOLS LTD.?
WARNKE/NICHOLS LTD. has approximately 3 employees and manages $195M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at WARNKE/NICHOLS LTD.

Andy Patrick Ramer
DELAFIELD, WI
William Roland Warnke
DELAFIELD, WI

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