Unclaimed Profile

William Joseph Svoboda

HOBERT & SVOBODA, INC.·BROOKFIELD, Wisconsin

Series 22, Series 39, Series 6314 years registeredHOBERT & SVOBODA, INC.

350 BISHOPS WAY, BROOKFIELD, WI 53005CRD# 1103105Firm CRD# 25388

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Joseph Svoboda · BROOKFIELD, WI

Registration

CRD #1103105 · HOBERT & SVOBODA, INC. · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HOBERT & SVOBODA, INC.

HOBERT & SVOBODA, INC.

Dec 2011 – May 2024

KENOSHA, WI

Registrations & Exams

FINRA examinations passed

Series 22

Series 39

Series 63

Registration record

First registered · December 22, 2011

Years registered · 14

Disclosure History

1987Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

HOBERT & SVOBODA, INC.

CRD 25388 · SEC 801-17285

AUM

$62M

Regulatory assets under management

Employees

506 client accounts

Services offered by HOBERT & SVOBODA, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

View all advisors at HOBERT & SVOBODA, INC. →

Introduction

Speak with William

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if William is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BROOKFIELD?

Browse all registered financial advisors in BROOKFIELD, Wisconsin or claim this profile if it's yours.

Browse BROOKFIELD Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does William Joseph Svoboda offer?

William Joseph Svoboda specializes in Investment Management, Wealth Management.

What are William Joseph Svoboda's credentials?

William Joseph Svoboda is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Joseph Svoboda located?

William Joseph Svoboda is based in BROOKFIELD, Wisconsin, last registered with HOBERT & SVOBODA, INC..

How does William Joseph Svoboda charge for services?

William Joseph Svoboda's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HOBERT & SVOBODA, INC.?

HOBERT & SVOBODA, INC. has approximately 6 employees and manages $62M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →